RIO TINTO PLC

Ticker: RIO CUSIP: 767204100 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Fisher Asset Management, LLC19,642,744$1,572,009
GOLDMAN SACHS GROUP INC10,964,784$877,512
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO10,931,820$874,874
MORGAN STANLEY5,704,917$456,565
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.4,045,160$323,734
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP3,886,335$311,023
BANK OF AMERICA CORP /DE/3,398,278$271,964
Qube Research & Technologies Ltd2,384,618$190,841
NEUBERGER BERMAN GROUP LLC2,223,502$177,947
BANK OF MONTREAL /CAN/2,221,469$177,784
DEUTSCHE BANK AG\2,216,935$177,421
HARDING LOEVNER LP2,053,870$164,403
FMR LLC1,925,777$154,120
BNP PARIBAS ARBITRAGE, SA1,800,611$144,103
DIMENSIONAL FUND ADVISORS LP1,779,954$142,484
BlackRock, Inc.1,773,902$141,965
NORTHERN TRUST CORP1,704,563$136,416
NATIXIS ADVISORS, L.P.1,587,387$127
Grantham, Mayo, Van Otterloo & Co. LLC1,568,244$125,507
EARNEST PARTNERS LLC1,515,849$121,313
CITIGROUP INC1,495,344$119,672
FRANKLIN RESOURCES INC1,395,655$111,694
JPMORGAN CHASE & CO1,374,961$110,038
WELLS FARGO & COMPANY/MN1,338,312$107,105
ROYAL BANK OF CANADA1,296,593$103,767
Palliser Capital (UK) Ltd1,207,750$96,656
MILFORD FUNDS LTD1,163,854$93,143
UBS Group AG1,118,010$89,474
TODD ASSET MANAGEMENT LLC1,084,815$86,818
MANGROVE PARTNERS IM, LLC998,661$79,923
WELLINGTON MANAGEMENT GROUP LLP887,161$70,999
NATIONAL BANK OF CANADA /FI/847,485$67,821
CITADEL ADVISORS LLC814,876$65,215
RAYMOND JAMES FINANCIAL INC757,242$60,607
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY697,770$56
ADAGE CAPITAL PARTNERS GP, L.L.C.674,602$53,988
1832 Asset Management L.P.625,330$50,045
FIRST TRUST ADVISORS LP563,842$45,124
SEI INVESTMENTS CO557,784$44,637
ENVESTNET ASSET MANAGEMENT INC542,114$43,385
AQR Arbitrage LLC536,093$42,904
CAPITAL ADVISORS INC/OK525,449$42,052
AMERIPRISE FINANCIAL INC521,283$41,718
Cullen Capital Management, LLC498,868$39,924
Capital International Investors493,419$39,730
SPX Gestao de Recursos Ltda468,415$37,487
LPL Financial LLC460,887$36,885
Creative Planning458,926$36,728
BARCLAYS PLC441,921$35,367
PACIFIC HEIGHTS ASSET MANAGEMENT LLC425,000$34,013
AMERICAN CENTURY COMPANIES INC418,868$33,522
abrdn plc403,747$32,312
CAPITAL FUND MANAGEMENT S.A.380,531$30,454
GABELLI FUNDS LLC366,900$29,363
MASSACHUSETTS FINANCIAL SERVICES CO /MA/347,682$27,825
ABC ARBITRAGE SA338,891$27,121
Catalyst Funds Management Pty Ltd301,607$24,138
KORNITZER CAPITAL MANAGEMENT INC /KS287,838$23,036
BALYASNY ASSET MANAGEMENT L.P.272,368$21,798
Engineers Gate Manager LP249,356$19,956
STIFEL FINANCIAL CORP243,474$19,485
FIL Ltd236,765$18,948
QSM Asset Management Ltd230,700$18,463
VAN ECK ASSOCIATES CORP210,737$17
SUSQUEHANNA INTERNATIONAL GROUP, LLP208,950$16,722
ANCHOR CAPITAL ADVISORS LLC208,395$16,678
MILLENNIUM MANAGEMENT LLC203,131$16,257
OSAIC HOLDINGS, INC.198,003$15,850
SteelPeak Wealth, LLC197,790$15,829
COMMONWEALTH EQUITY SERVICES, LLC197,609$15,815
Oak Harvest Investment Services190,058$15,210
JENNISON ASSOCIATES LLC187,269$14,987
RENAISSANCE TECHNOLOGIES LLC186,600$14,934
CULLEN/FROST BANKERS, INC.186,103$14,894
NEW YORK STATE COMMON RETIREMENT FUND179,268$14,347
Cetera Investment Advisers173,633$13,896
TUDOR INVESTMENT CORP ET AL172,801$13,829
Bell Bank170,052$13,609
O'SHAUGHNESSY ASSET MANAGEMENT, LLC164,527$13,167
Foresight Global Investors, Inc.163,779$13,107
CHARLES SCHWAB INVESTMENT MANAGEMENT INC161,545$12,928
Yaupon Capital Management LP152,955$12,241
Soltis Investment Advisors LLC151,125$12,095
Quantinno Capital Management LP150,626$12,055
HRT FINANCIAL LP149,041$12
Greenline Partners, LLC144,484$11,563
COHEN & STEERS, INC.137,317$11
Bank of New York Mellon Corp135,580$10,850
Rockefeller Capital Management L.P.130,864$10,473
Canal Insurance CO130,000$10
Kapitalo Investimentos Ltda127,754$10,224
Schonfeld Strategic Advisors LLC127,678$10,218
Aquatic Capital Management LLC126,149$10,096
D.A. DAVIDSON & CO.124,182$9,938
Capital Wealth Planning, LLC121,628$9,904
CIDEL ASSET MANAGEMENT INC120,431$9,638
OLD MISSION CAPITAL LLC118,608$9,492
OPPENHEIMER ASSET MANAGEMENT INC.114,260$9,144
Sanctuary Advisors, LLC112,478$9,002
SG Americas Securities, LLC112,438$9
764 other institutions11,561,033$859,954
Total (864 institutions)129,090,749$10,024,515