RIO TINTO PLC

Ticker: RIO CUSIP: 767204100 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 21 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 605 Value ($000) $18 Avg Close — Range —
Q3 2015
Shares 560 Value ($000) $19 Avg Close — Range —
Q2 2015
Shares 860 Value ($000) $35 Avg Close — Range —
Q1 2015
Shares 860 Value ($000) $36 Avg Close — Range —
Q4 2014
Shares 785 Value ($000) $36 Avg Close — Range —
Q3 2014
Shares 690 Value ($000) $34 Avg Close — Range —