RIO TINTO PLC

Ticker: RIO CUSIP: 767204100 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 3,900 Value ($000) $110 Avg Close — Range —
Q3 2015
Shares 4,800 Value ($000) $162 Avg Close — Range —
Q2 2015
Shares 6,350 Value ($000) $262 Avg Close — Range —
Q1 2015
Shares 7,450 Value ($000) $308 Avg Close — Range —
Q4 2014
Shares 9,950 Value ($000) $458 Avg Close — Range —
Q4 2013
Shares 34,330 Value ($000) $1,937 Avg Close — Range —
Q3 2013
Shares 34,630 Value ($000) $1,689 Avg Close — Range —
Q2 2013
Shares 34,730 Value ($000) $1,427 Avg Close — Range —
Q1 2013
Shares 34,730 Value ($000) $1,635 Avg Close — Range —
Q4 2012
Shares 34,730 Value ($000) $2,017 Avg Close — Range —
Q3 2012
Shares 44,730 Value ($000) $2,092 Avg Close — Range —
Q2 2012
Shares 49,430 Value ($000) $2,363 Avg Close — Range —
Q1 2012
Shares 49,430 Value ($000) $2,748 Avg Close — Range —
Q4 2011
Shares 45,430 Value ($000) $2,222 Avg Close — Range —
Q3 2011
Shares 45,430 Value ($000) $2,003 Avg Close — Range —
Q2 2011
Shares 66,100 Value ($000) $4,780 Avg Close — Range —
Q1 2011
Shares 79,770 Value ($000) $5,673 Avg Close — Range —
Q4 2010
Shares 90,530 Value ($000) $6,487 Avg Close — Range —
Q1 2010
Shares 8,050 Value ($000) $1,906 Avg Close — Range —
Q4 2009
Shares 7,600 Value ($000) $1,637 Avg Close — Range —
Q3 2009
Shares 7,600 Value ($000) $1,294 Avg Close — Range —
Q2 2009
Shares 23,200 Value ($000) $3,802 Avg Close — Range —
Q1 2009
Shares 41,800 Value ($000) $5,603 Avg Close — Range —