RIO TINTO PLC

Ticker: RIO CUSIP: 767204100 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 5,470 Value ($000) $330 Avg Close — Range —
Q4 2018
Shares 3,500 Value ($000) $170 Avg Close — Range —
Q3 2018
Shares 3,500 Value ($000) $179 Avg Close — Range —
Q4 2017
Shares 12,300 Value ($000) $651 Avg Close — Range —
Q3 2017
Shares 16,400 Value ($000) $774 Avg Close — Range —
Q2 2017
Shares 37,560 Value ($000) $1,589 Avg Close — Range —
Q1 2017
Shares 37,560 Value ($000) $1,528 Avg Close — Range —
Q4 2016
Shares 17,300 Value ($000) $665 Avg Close — Range —
Q3 2016
Shares 32,400 Value ($000) $1,082 Avg Close — Range —
Q2 2016
Shares 57,100 Value ($000) $1,787 Avg Close — Range —
Q1 2016
Shares 33,068 Value ($000) $935 Avg Close — Range —
Q2 2014
Shares 200 Value ($000) $11 Avg Close — Range —
Q1 2014
Shares 200 Value ($000) $12 Avg Close — Range —
Q4 2013
Shares 200 Value ($000) $12 Avg Close — Range —
Q3 2013
Shares 200 Value ($000) $12 Avg Close — Range —