RIO TINTO PLC

Ticker: RIO CUSIP: 767204100 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 10,000 Value ($000) $543 Avg Close — Range —
Q1 2014
Shares 4,400 Value ($000) $246 Avg Close — Range —