RIO TINTO PLC

Ticker: RIO CUSIP: 767204100 Class: COM

Clear Harbor Asset Management, LLC's Holding History (CIK: 0001511857)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 10,715 Value ($000) $442 Avg Close — Range —
Q1 2015
Shares 14,510 Value ($000) $601 Avg Close — Range —
Q4 2014
Shares 14,585 Value ($000) $672 Avg Close — Range —
Q3 2014
Shares 10,500 Value ($000) $516 Avg Close — Range —
Q2 2014
Shares 10,630 Value ($000) $577 Avg Close — Range —
Q1 2014
Shares 10,510 Value ($000) $587 Avg Close — Range —