RIO TINTO PLC

Ticker: RIO CUSIP: 767204100 Class: COM

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 37,975 Value ($000) $1,937 Avg Close — Range —
Q2 2018
Shares 4,200 Value ($000) $233 Avg Close — Range —
Q1 2018
Shares 23,280 Value ($000) $1,279 Avg Close — Range —
Q4 2017
Shares 23,880 Value ($000) $1,264 Avg Close — Range —