RIO TINTO PLC

Ticker: RIO CUSIP: 767204100 Class: COM

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 27 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 93 Value ($000) $5 Avg Close — Range —
Q4 2018
Shares 93 Value ($000) $5 Avg Close — Range —