RIVERNORTH OPPORTUNITIES FD

Institution	Shares	Value ($000)
Yakira Capital Management, Inc.	446,668	$5,244
ABSOLUTE INVESTMENT ADVISERS, LLC	384,389	$4,559
Arete Wealth Advisors, LLC	377,169	$4
Shaker Financial Services, LLC	38,476	$452
READYSTATE ASSET MANAGEMENT LP	194,655	$2,285
Tactive Advisors, LLC	11,908	$140
CSS LLC/IL	59,275	$696
Kovack Advisors, Inc.	37,385	$439
Gateway Wealth Partners, LLC	10,123	$119
Pinnacle Wealth Planning Services, Inc.	2,000	$23

Increased Positions (20)

SIT INVESTMENT ASSOCIATES INC

Value ($000) $33 (+1342.7%) Shares 2,771,040 (+1374.7%)

Everstar Asset Management, LLC

Value ($000) $1,591 (+14.7%) Shares 135,467 (+17.2%)

Quarry LP

Value ($000) $1,803 (+92.6%) Shares 153,570 (+96.9%)

Opal Wealth Advisors, LLC

Value ($000) $820 (+63.5%) Shares 69,843 (+67.1%)

Total Wealth Planning & Management, Inc.

Value ($000) $337 (+1.4%) Shares 28,705 (+5.9%)

Advisor OS, LLC

Value ($000) $698 (+8.9%) Shares 59,496 (+11.3%)

BANK OF AMERICA CORP /DE/

Value ($000) $3,657 (+548.5%) Shares 311,461 (+562.9%)

WELLS FARGO & COMPANY/MN

Value ($000) $3,249 (+5.6%) Shares 276,789 (+7.9%)

Penserra Capital Management LLC

Value ($000) $8 (+7.8%) Shares 664,632 (+10.2%)

BlackRock, Inc.

Value ($000) $180 (+444.1%) Shares 15,373 (+456.2%)

WealthTrust Asset Management, LLC

Value ($000) $156 (+0.6%) Shares 13,302 (+2.8%)

ROYAL BANK OF CANADA

Value ($000) $2,324 (+1.6%) Shares 197,925 (+3.8%)

OSAIC HOLDINGS, INC.

Value ($000) $1,407 (+0.0%) Shares 119,803 (+5.4%)

Baird Financial Group, Inc.

Value ($000) $1,418 (+3.1%) Shares 120,777 (+5.3%)

Allworth Financial LP

Value ($000) $608 (+2.5%) Shares 51,793 (+4.7%)

UBS Group AG

Value ($000) $255 (+6.8%) Shares 21,707 (+9.2%)

OPPENHEIMER & CO INC

Value ($000) $605 (+0.4%) Shares 51,569 (+2.6%)

Cetera Investment Advisers

Value ($000) $146 (+3.6%) Shares 12,424 (+5.9%)

CoreCap Advisors, LLC

Value ($000) $184 (-0.5%) Shares 15,652 (+1.7%)

WEDBUSH SECURITIES INC

Value ($000) $0 (+4.0%) Shares 26,489 (+6.3%)

Institution	Prev Shares	Curr Shares	Change
SIT INVESTMENT ASSOCIATES INC	187,901	2,771,040	+2,583,139 (+1374.7%)
Everstar Asset Management, LLC	115,565	135,467	+19,902 (+17.2%)
Quarry LP	78,000	153,570	+75,570 (+96.9%)
Opal Wealth Advisors, LLC	41,786	69,843	+28,057 (+67.1%)
Total Wealth Planning & Management, Inc.	27,108	28,705	+1,597 (+5.9%)
Advisor OS, LLC	53,473	59,496	+6,023 (+11.3%)
BANK OF AMERICA CORP /DE/	46,988	311,461	+264,473 (+562.9%)
WELLS FARGO & COMPANY/MN	256,548	276,789	+20,241 (+7.9%)
Penserra Capital Management LLC	603,150	664,632	+61,482 (+10.2%)
BlackRock, Inc.	2,764	15,373	+12,609 (+456.2%)
WealthTrust Asset Management, LLC	12,937	13,302	+365 (+2.8%)
ROYAL BANK OF CANADA	190,636	197,925	+7,289 (+3.8%)
OSAIC HOLDINGS, INC.	113,644	119,803	+6,159 (+5.4%)
Baird Financial Group, Inc.	114,652	120,777	+6,125 (+5.3%)
Allworth Financial LP	49,455	51,793	+2,338 (+4.7%)
UBS Group AG	19,886	21,707	+1,821 (+9.2%)
OPPENHEIMER & CO INC	50,265	51,569	+1,304 (+2.6%)
Cetera Investment Advisers	11,737	12,424	+687 (+5.9%)
CoreCap Advisors, LLC	15,385	15,652	+267 (+1.7%)
WEDBUSH SECURITIES INC	24,910	26,489	+1,579 (+6.3%)

Decreased Positions (14)

Tennessee Valley Asset Management Partners

Value ($000) $1,618 (-7.3%) Shares 137,835 (-5.2%)

NWF Advisory Services Inc.

Value ($000) $601 (-12.1%) Shares 51,227 (-10.2%)

STIFEL FINANCIAL CORP

Value ($000) $1,025 (-32.8%) Shares 87,299 (-31.3%)

MORGAN STANLEY

Value ($000) $20,340 (-4.8%) Shares 1,732,561 (-2.7%)

PRINCIPAL SECURITIES, INC.

Value ($000) $2,065 (-6.3%) Shares 175,883 (-4.3%)

NOMURA HOLDINGS INC

Value ($000) $985 (-18.0%) Shares 83,864 (-16.1%)

LPL Financial LLC

Value ($000) $5,882 (-5.0%) Shares 501,019 (-2.9%)

JANE STREET GROUP, LLC

Value ($000) $131 (-45.7%) Shares 11,132 (-44.5%)

ENVESTNET ASSET MANAGEMENT INC

Value ($000) $2,171 (-6.1%) Shares 184,890 (-4.1%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $701 (-13.1%) Shares 59,710 (-11.2%)

CHANNEL WEALTH LLC

Value ($000) $136 (-8.1%) Shares 11,621 (-6.1%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $220 (+75696.6%) Shares 18,723 (-22.5%)

NewEdge Advisors, LLC

Value ($000) $224 (-5.1%) Shares 19,100 (-3.0%)

CIBC Private Wealth Group, LLC

Value ($000) $129 (-4.8%) Shares 11,000 (-2.7%)

Institution	Prev Shares	Curr Shares	Change
Tennessee Valley Asset Management Partners	145,438	137,835	-7,603 (-5.2%)
NWF Advisory Services Inc.	57,027	51,227	-5,800 (-10.2%)
STIFEL FINANCIAL CORP	127,037	87,299	-39,738 (-31.3%)
MORGAN STANLEY	1,781,210	1,732,561	-48,649 (-2.7%)
PRINCIPAL SECURITIES, INC.	183,706	175,883	-7,823 (-4.3%)
NOMURA HOLDINGS INC	100,000	83,864	-16,136 (-16.1%)
LPL Financial LLC	516,130	501,019	-15,111 (-2.9%)
JANE STREET GROUP, LLC	20,068	11,132	-8,936 (-44.5%)
ENVESTNET ASSET MANAGEMENT INC	192,713	184,890	-7,823 (-4.1%)
RAYMOND JAMES FINANCIAL INC	67,217	59,710	-7,507 (-11.2%)
CHANNEL WEALTH LLC	12,371	11,621	-750 (-6.1%)
COMMONWEALTH EQUITY SERVICES, LLC	24,145	18,723	-5,422 (-22.5%)
NewEdge Advisors, LLC	19,700	19,100	-600 (-3.0%)
CIBC Private Wealth Group, LLC	11,300	11,000	-300 (-2.7%)

Exited Positions (5)

Alpine Global Management, LLC

Value ($000) $1,416 Shares 118,000

BOOTHBAY FUND MANAGEMENT, LLC

Value ($000) $1,446 Shares 120,500

Strategic Financial Concepts, LLC

Value ($000) $130 Shares 10,800

BALYASNY ASSET MANAGEMENT L.P.

Value ($000) $703 Shares 58,603

SOA Wealth Advisors, LLC.

Value ($000) $24 Shares 2,021

Institution	Prev Shares	Prev Value ($000)
Alpine Global Management, LLC	118,000	$1,416
BOOTHBAY FUND MANAGEMENT, LLC	120,500	$1,446
Strategic Financial Concepts, LLC	10,800	$130
BALYASNY ASSET MANAGEMENT L.P.	58,603	$703
SOA Wealth Advisors, LLC.	2,021	$24