RIVERNORTH CAP AND INCM FD I

CUSIP: 76882B108 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (5)

ICON ADVISERS INC/CO
Value ($000) $1,727 Shares 120,282
TrueMark Investments, LLC
Value ($000) $689 Shares 47,966
Equitable Holdings, Inc.
Value ($000) $167 Shares 11,647
JANE STREET GROUP, LLC
Value ($000) $214 Shares 14,932
HIGHLINE WEALTH PARTNERS LLC
Value ($000) $3 Shares 200

Increased Positions (2)

CSS LLC/IL
Value ($000) $4,234 (+20.0%) Shares 294,880 (+23.0%)
OSAIC HOLDINGS, INC.
Value ($000) $2,574 (+13.4%) Shares 179,232 (+15.9%)

Decreased Positions (8)

Noble Wealth Management PBC
Value ($000) $15 (-89.3%) Shares 1,012 (-89.1%)
SIT INVESTMENT ASSOCIATES INC
Value ($000) $2 (-67.6%) Shares 129,631 (-66.7%)
CANTOR FITZGERALD, L. P.
Value ($000) $1,190 (-33.9%) Shares 82,898 (-32.2%)
Waverly Advisors, LLC
Value ($000) $1,329 (-9.2%) Shares 92,523 (-6.9%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $281 (-13.6%) Shares 19,547 (-11.4%)
UBS Group AG
Value ($000) $59 (-18.4%) Shares 4,100 (-16.3%)
MORGAN STANLEY
Value ($000) $176 (-7.7%) Shares 12,263 (-5.4%)
NewEdge Advisors, LLC
Value ($000) $227 (-4.9%) Shares 15,800 (-2.5%)

Exited Positions (5)

Shaker Financial Services, LLC
Value ($000) $559 Shares 37,955
Everstar Asset Management, LLC
Value ($000) $350 Shares 23,757
ABSOLUTE INVESTMENT ADVISERS, LLC
Value ($000) $193 Shares 13,080
NOMURA HOLDINGS INC
Value ($000) $3,680 Shares 250,000
Advisory Services Network, LLC
Value ($000) $35 Shares 2,355