RIVERNORTH MANAGED DUR MUN I

CUSIP: 76882H105 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
WELLS FARGO & COMPANY/MN398,529$5,424
Robinson Capital Management, LLC394,857$5,374
MORGAN STANLEY319,589$4,350
ROYAL BANK OF CANADA240,444$3,272
Advisors Asset Management, Inc.228,430$3,109
ProVise Management Group, LLC169,356$2,305
U.S. Capital Wealth Advisors, LLC165,903$2,258
UBS Group AG159,932$2,177
Wagner Wealth Management, LLC109,754$1,494
Rockefeller Capital Management L.P.95,605$1,301
STIFEL FINANCIAL CORP80,846$1,100
RAYMOND JAMES FINANCIAL INC70,997$966
Samalin Investment Counsel, LLC61,624$839
LPL Financial LLC61,260$834
WEDBUSH SECURITIES INC59,138$1
OPPENHEIMER & CO INC48,342$658
OSAIC HOLDINGS, INC.46,766$636
BALYASNY ASSET MANAGEMENT L.P.45,708$622
Apollon Wealth Management, LLC44,865$611
Gateway Wealth Partners, LLC42,035$572
Logan Stone Capital, LLC39,029$531
XML Financial, LLC32,700$445
&PARTNERS32,496$442
READYSTATE ASSET MANAGEMENT LP27,030$368
Janney Montgomery Scott LLC24,600$0
Stratos Wealth Partners, LTD.24,420$332
WOLVERINE ASSET MANAGEMENT LLC20,447$278
COMMONWEALTH EQUITY SERVICES, LLC20,050$273
Abel Hall, LLC20,000$272
River Street Advisors LLC19,727$268
HighTower Advisors, LLC19,569$266
SUSQUEHANNA INTERNATIONAL GROUP, LLP16,581$226
NewEdge Advisors, LLC16,150$220
JANE STREET GROUP, LLC14,769$201
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.14,233$194
AE Wealth Management LLC13,300$181
CreativeOne Wealth, LLC12,739$175
Closed-End Fund Advisors, Inc.11,904$162
MELFA WEALTH MANAGEMENT, LLC10,955$149
Cetera Investment Advisers10,725$146
PFG Investments, LLC10,423$142
Steward Partners Investment Advisory, LLC8,656$118
Noble Wealth Management PBC7,300$99
COMERICA BANK6,000$82
EverSource Wealth Advisors, LLC6,000$82
Kestra Advisory Services, LLC4,923$67
Advocate Investing Services LLC2,500$34
US BANCORP \DE\2,000$27
BANK OF AMERICA CORP /DE/2,000$27
HARBOUR INVESTMENTS, INC.1,250$17
West Branch Capital LLC500$7
Bank of New Hampshire500$7
HIGHLINE WEALTH PARTNERS LLC450$6
HOLLENCREST CAPITAL MANAGEMENT245$3
Total (54 institutions)3,298,151$43,750