RIVERNORTH FLEXIBLE MUNI INC

CUSIP: 76883Y107 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Rockefeller Capital Management L.P.793,031$10,040
UBS Group AG620,778$7,859
Saba Capital Management, L.P.605,495$7,666
MORGAN STANLEY583,430$7,386
Robinson Capital Management, LLC443,415$5,614
WELLS FARGO & COMPANY/MN388,454$4,918
Pathstone Holdings, LLC346,620$4,388
ROYAL BANK OF CANADA337,482$4,272
Thomas J. Herzfeld Advisors, Inc.319,486$4,045
Atlas Wealth LLC314,990$3,988
Karpus Management, Inc.263,585$3,337
STIFEL FINANCIAL CORP263,515$3,336
RIVERBRIDGE PARTNERS LLC209,211$2,649
ENVESTNET ASSET MANAGEMENT INC207,219$2,623
OPPENHEIMER & CO INC175,246$2,219
Gateway Wealth Partners, LLC159,865$2,024
Closed-End Fund Advisors, Inc.122,653$1,553
WEDBUSH SECURITIES INC86,943$1
NewEdge Advisors, LLC75,434$955
Logan Stone Capital, LLC67,255$851
IFC Advisors LLC66,269$839
U.S. Capital Wealth Advisors, LLC55,556$703
Matisse Capital49,190$623
Private Advisor Group, LLC43,625$552
CITADEL ADVISORS LLC42,429$537
RAYMOND JAMES FINANCIAL INC41,452$525
Noble Wealth Management PBC39,700$503
Mathes Company, Inc.34,000$0
CHOREO, LLC31,496$401
Carnegie Capital Asset Management, LLC30,000$380
River Street Advisors LLC28,566$362
READYSTATE ASSET MANAGEMENT LP27,219$345
Concurrent Investment Advisors, LLC22,950$291
HighTower Advisors, LLC22,764$288
PFG Investments, LLC22,216$281
RIVERNORTH CAPITAL MANAGEMENT, LLC19,923$252
Waverly Advisors, LLC19,184$243
JANE STREET GROUP, LLC18,063$229
LPL Financial LLC17,632$223
Financially in Tune, LLC17,210$218
TRUIST FINANCIAL CORP16,146$204
&PARTNERS14,106$179
COMERICA BANK13,901$176
SUSQUEHANNA INTERNATIONAL GROUP, LLP13,460$170
XML Financial, LLC13,000$165
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.12,063$153
Caliber Wealth Management, LLC / KS12,000$152
B. Riley Wealth Advisors, Inc.11,719$148
OSAIC HOLDINGS, INC.11,487$145
Janney Montgomery Scott LLC10,350$0
Wellspring Financial Advisors, LLC10,000$127
EverSource Wealth Advisors, LLC6,000$76
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,250$54
US BANCORP \DE\4,063$51
BANK OF AMERICA CORP /DE/1,000$13
PRIVATE TRUST CO NA886$11
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC879$11
WOLVERINE ASSET MANAGEMENT LLC860$11
Global Retirement Partners, LLC818$10
HIGHLINE WEALTH PARTNERS LLC700$9
Pinnacle Wealth Planning Services, Inc.356$5
WPG Advisers, LLC97$1
Total (62 institutions)7,191,692$89,388