ROCKET PHARMACEUTICALS INC

Ticker: RCKT CUSIP: 77313F106 Class: COM

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 92 Value ($000) $0 Avg Close $3.42 Range $2.81 - $4.51

Q3 2025

Shares 21,922 Value ($000) $71 Avg Close $3.15 Range $2.40 - $4.10

Q2 2025

Shares 286,312 Value ($000) $701 Avg Close $5.07 Range $2.19 - $8.26

Q1 2025

Shares 184,692 Value ($000) $1,232 Avg Close $9.88 Range $6.26 - $13.35

Q4 2024

Shares 139,572 Value ($000) $1,754 Avg Close $15.05 Range $11.15 - $18.89

Q3 2024

Shares 119,633 Value ($000) $2,210 Avg Close $20.48 Range $17.42 - $26.98

Q2 2024

Shares 118,072 Value ($000) $2,542 Avg Close $22.97 Range $18.60 - $26.99

Q1 2024

Shares 65,790 Value ($000) $1,772 Avg Close $28.41 Range $25.66 - $31.47

Q4 2023

Shares 71,011 Value ($000) $2,128 Avg Close $22.07 Range $16.55 - $32.52

Q3 2023

Shares 50,170 Value ($000) $1,028 Avg Close $18.18 Range $14.89 - $24.65

Q2 2023

Shares 31,671 Value ($000) $543 Avg Close $20.20 Range $16.17 - $24.53

Q1 2023

Shares 31,671 Value ($000) $543 Avg Close $19.58 Range $15.79 - $22.97

Q4 2022

Shares 53,471 Value ($000) $1,046 Avg Close $18.42 Range $14.86 - $23.48

Q3 2022

Shares 39,138 Value ($000) $624,642 Avg Close $15.60 Range $11.78 - $18.73

Q2 2022

Shares 39,138 Value ($000) $538,538 Avg Close $11.92 Range $7.57 - $16.88

Q1 2022

Shares 39,138 Value ($000) $620,728 Avg Close $17.28 Range $12.99 - $24.18

Q4 2021

Shares 39,138 Value ($000) $854,382 Avg Close $27.28 Range $20.92 - $36.87

Q3 2021

Shares 47,480 Value ($000) $1,419,179 Avg Close $36.40 Range $26.87 - $49.66

Q2 2021

Shares 48,852 Value ($000) $2,163,656 Avg Close $43.43 Range $37.41 - $47.88

Q1 2021

Shares 37,340 Value ($000) $1,656,777 Avg Close $54.91 Range $41.12 - $67.48

Q4 2020

Shares 35,471 Value ($000) $1,945,229 Avg Close $36.45 Range $22.79 - $63.99

Q3 2020

Shares 35,471 Value ($000) $810,868 Avg Close $24.64 Range $19.91 - $29.14

Q2 2020

Shares 31,391 Value ($000) $657,013 Avg Close $18.03 Range $12.77 - $23.95

Q4 2019

Shares 9,414 Value ($000) $214,262 Avg Close $16.70 Range $10.87 - $27.59

Q2 2019

Shares 12,438 Value ($000) $186,570 Avg Close $17.45 Range $14.84 - $20.79

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	92	$0	$3.42	$2.81 - $4.51
Q3 2025	21,922	$71	$3.15	$2.40 - $4.10
Q2 2025	286,312	$701	$5.07	$2.19 - $8.26
Q1 2025	184,692	$1,232	$9.88	$6.26 - $13.35
Q4 2024	139,572	$1,754	$15.05	$11.15 - $18.89
Q3 2024	119,633	$2,210	$20.48	$17.42 - $26.98
Q2 2024	118,072	$2,542	$22.97	$18.60 - $26.99
Q1 2024	65,790	$1,772	$28.41	$25.66 - $31.47
Q4 2023	71,011	$2,128	$22.07	$16.55 - $32.52
Q3 2023	50,170	$1,028	$18.18	$14.89 - $24.65
Q2 2023	31,671	$543	$20.20	$16.17 - $24.53
Q1 2023	31,671	$543	$19.58	$15.79 - $22.97
Q4 2022	53,471	$1,046	$18.42	$14.86 - $23.48
Q3 2022	39,138	$624,642	$15.60	$11.78 - $18.73
Q2 2022	39,138	$538,538	$11.92	$7.57 - $16.88
Q1 2022	39,138	$620,728	$17.28	$12.99 - $24.18
Q4 2021	39,138	$854,382	$27.28	$20.92 - $36.87
Q3 2021	47,480	$1,419,179	$36.40	$26.87 - $49.66
Q2 2021	48,852	$2,163,656	$43.43	$37.41 - $47.88
Q1 2021	37,340	$1,656,777	$54.91	$41.12 - $67.48
Q4 2020	35,471	$1,945,229	$36.45	$22.79 - $63.99
Q3 2020	35,471	$810,868	$24.64	$19.91 - $29.14
Q2 2020	31,391	$657,013	$18.03	$12.77 - $23.95
Q4 2019	9,414	$214,262	$16.70	$10.87 - $27.59
Q2 2019	12,438	$186,570	$17.45	$14.84 - $20.79