ROCKET PHARMACEUTICALS INC

Ticker: RCKT CUSIP: 77313F106 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
RTW INVESTMENTS, LP17,687,772$62,084
VANGUARD GROUP INC8,544,423$29,991
BlackRock, Inc.7,906,071$27,750
CITIGROUP INC5,246,349$18,415
MORGAN STANLEY3,941,377$13,834
SUVRETTA CAPITAL MANAGEMENT, LLC2,992,735$10,505
Monaco Asset Management SAM2,987,296$10,485
Newtyn Management, LLC2,650,000$9,302
D. E. Shaw & Co., Inc.2,640,518$9,268
MAVERICK CAPITAL LTD2,513,110$8,821
TWO SIGMA INVESTMENTS, LP2,131,929$7,483
GEODE CAPITAL MANAGEMENT, LLC2,120,269$7,443
TWO SIGMA ADVISERS, LP1,864,651$6,545
MILLENNIUM MANAGEMENT LLC1,784,921$6,265
STATE STREET CORP1,700,631$5,969
MPM BioImpact LLC1,586,076$5,567
JPMORGAN CHASE & CO1,475,624$5,179
CITADEL ADVISORS LLC1,299,991$4,563
Opaleye Management Inc.955,000$3,352
PRICE T ROWE ASSOCIATES INC /MD/944,873$3
GOLDMAN SACHS GROUP INC936,594$3,287
FEDERATED HERMES, INC.881,249$3,093
CHARLES SCHWAB INVESTMENT MANAGEMENT INC744,286$2,612
Prosight Management, LP743,942$2,611
AQR CAPITAL MANAGEMENT LLC703,528$2,469
NORTHERN TRUST CORP618,654$2,171
JANE STREET GROUP, LLC602,580$2,115
BANK OF AMERICA CORP /DE/579,507$2,034
Point72 Asset Management, L.P.507,909$1,783
Walleye Capital LLC499,331$1,753
ADAR1 Capital Management, LLC475,800$1,670
DEUTSCHE BANK AG\474,866$1,667
Susquehanna Portfolio Strategies, LLC434,409$1,525
RENAISSANCE TECHNOLOGIES LLC421,174$1,478
BALYASNY ASSET MANAGEMENT L.P.400,706$1,406
FMR LLC395,275$1,387
M28 Capital Management LP385,680$1,354
PANAGORA ASSET MANAGEMENT INC348,803$1,224
DIMENSIONAL FUND ADVISORS LP338,830$1,189
Hennion & Walsh Asset Management, Inc.309,247$1,085
Invesco Ltd.304,437$1,069
Bank of New York Mellon Corp250,962$881
ACADIAN ASSET MANAGEMENT LLC242,169$1
PDT Partners, LLC220,884$775
Qube Research & Technologies Ltd219,973$772
SUSQUEHANNA INTERNATIONAL GROUP, LLP193,430$679
LOS ANGELES CAPITAL MANAGEMENT LLC187,401$693
ExodusPoint Capital Management, LP178,926$628
Amitell Capital Pte Ltd178,769$627
Privium Fund Management B.V.170,146$597
Creative Planning167,039$586
Nuveen, LLC158,012$555
ALLIANCEBERNSTEIN L.P.157,290$552
MANUFACTURERS LIFE INSURANCE COMPANY, THE153,121$526
BARCLAYS PLC153,049$537
UBS Group AG151,432$532
Schonfeld Strategic Advisors LLC149,413$524
XTX Topco Ltd146,400$514
MONIMUS CAPITAL MANAGEMENT, LP138,012$484
RAYMOND JAMES FINANCIAL INC118,746$417
Jump Financial, LLC118,200$415
BNP PARIBAS ARBITRAGE, SA115,165$404
RHUMBLINE ADVISERS113,420$398
HRT FINANCIAL LP109,797$0
WELLS FARGO & COMPANY/MN103,906$365
TD Asset Management Inc102,538$360
TANG CAPITAL MANAGEMENT LLC100,000$351
Ballentine Partners, LLC97,625$343
EntryPoint Capital, LLC96,354$338
Engineers Gate Manager LP96,009$337
CANADA PENSION PLAN INVESTMENT BOARD95,100$334
LPL Financial LLC94,256$331
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.92,795$326
Jain Global LLC92,058$323
BOOTHBAY FUND MANAGEMENT, LLC91,642$322
DekaBank Deutsche Girozentrale89,700$3
Brevan Howard Capital Management LP89,130$313
Lion Point Capital, LP86,000$302
RICE HALL JAMES & ASSOCIATES, LLC84,987$298
Virtus Investment Advisers, LLC78,474$275
BANK OF MONTREAL /CAN/75,310$264
Graham Capital Management, L.P.73,743$259
Squarepoint Ops LLC68,317$240
Concurrent Investment Advisors, LLC68,096$239
Voleon Capital Management LP67,981$239
Quadrature Capital Ltd65,376$229
Rockefeller Capital Management L.P.64,222$225
SG Americas Securities, LLC63,748$0
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.58,000$204
Marex Group plc57,500$202
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC50,970$179
PIER 88 INVESTMENT PARTNERS LLC47,880$168
SIMPLEX TRADING, LLC42,495$149
TUDOR INVESTMENT CORP ET AL42,411$149
INTECH INVESTMENT MANAGEMENT LLC40,727$143
Quantinno Capital Management LP40,397$142
IEQ CAPITAL, LLC38,527$135
Dynamic Technology Lab Private Ltd38,110$134
GSA CAPITAL PARTNERS LLP36,836$0
Atom Investors LP36,480$128
84 other institutions821,320$2,728
Total (184 institutions)91,261,199$314,986