ROCKET PHARMACEUTICALS INC

Ticker: RCKT CUSIP: 77313F106 Class: COM

UMB Bank, n.a.'s Holding History (CIK: 0000933429)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 2,046 Value ($000) $7 Avg Close $3.42 Range $2.81 - $4.51

Q3 2025

Shares 2,046 Value ($000) $7 Avg Close $3.15 Range $2.40 - $4.10

Q3 2024

Shares 278 Value ($000) $5 Avg Close $20.48 Range $17.42 - $26.98

Q2 2024

Shares 380 Value ($000) $8 Avg Close $22.97 Range $18.60 - $26.99

Q1 2024

Shares 408 Value ($000) $11 Avg Close $28.41 Range $25.66 - $31.47

Q4 2023

Shares 408 Value ($000) $12 Avg Close $22.07 Range $16.55 - $32.52

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	2,046	$7	$3.42	$2.81 - $4.51
Q3 2025	2,046	$7	$3.15	$2.40 - $4.10
Q3 2024	278	$5	$20.48	$17.42 - $26.98
Q2 2024	380	$8	$22.97	$18.60 - $26.99
Q1 2024	408	$11	$28.41	$25.66 - $31.47
Q4 2023	408	$12	$22.07	$16.55 - $32.52