ROCKET PHARMACEUTICALS INC

Ticker: RCKT CUSIP: 77313F106 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 20,000 Value ($000) $279,000 Avg Close $19.80 Range $9.01 - $25.55
Q4 2019
Shares 20,000 Value ($000) $455,000 Avg Close $16.70 Range $10.87 - $27.59
Q2 2018
Shares 65,000 Value ($000) $1,276,000 Avg Close $18.92 Range $14.00 - $24.28