ROCKET PHARMACEUTICALS INC

Ticker: RCKT CUSIP: 77313F106 Class: COM

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 35,766 Value ($000) $700 Avg Close $18.42 Range $14.86 - $23.48

Q3 2022

Shares 31,734 Value ($000) $506 Avg Close $15.60 Range $11.78 - $18.73

Q2 2022

Shares 29,403 Value ($000) $405 Avg Close $11.92 Range $7.57 - $16.88

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	35,766	$700	$18.42	$14.86 - $23.48
Q3 2022	31,734	$506	$15.60	$11.78 - $18.73
Q2 2022	29,403	$405	$11.92	$7.57 - $16.88