ROCKET PHARMACEUTICALS INC

Ticker: RCKT CUSIP: 77313F106 Class: COM

Vivo Capital, LLC's Holding History (CIK: 0001674712)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 310,584 Value ($000) $17,032 Avg Close $36.45 Range $22.79 - $63.99

Q3 2020

Shares 860,648 Value ($000) $19,674 Avg Close $24.64 Range $19.91 - $29.14

Q2 2020

Shares 860,648 Value ($000) $18,013 Avg Close $18.03 Range $12.77 - $23.95

Q1 2020

Shares 860,648 Value ($000) $12,006 Avg Close $19.80 Range $9.01 - $25.55

Q2 2019

Shares 786,712 Value ($000) $11,801 Avg Close $17.45 Range $14.84 - $20.79

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	310,584	$17,032	$36.45	$22.79 - $63.99
Q3 2020	860,648	$19,674	$24.64	$19.91 - $29.14
Q2 2020	860,648	$18,013	$18.03	$12.77 - $23.95
Q1 2020	860,648	$12,006	$19.80	$9.01 - $25.55
Q2 2019	786,712	$11,801	$17.45	$14.84 - $20.79