ROCKET PHARMACEUTICALS INC

Ticker: RCKT CUSIP: 77313F106 Class: COM

Nuveen, LLC's Holding History (CIK: 0001871926)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 158,012 Value ($000) $555 Avg Close $3.42 Range $2.81 - $4.51

Q3 2025

Shares 158,012 Value ($000) $515 Avg Close $3.15 Range $2.40 - $4.10

Q2 2025

Shares 638,515 Value ($000) $1,564 Avg Close $5.07 Range $2.19 - $8.26

Q1 2025

Shares 178,293 Value ($000) $1,189 Avg Close $9.88 Range $6.26 - $13.35

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	158,012	$555	$3.42	$2.81 - $4.51
Q3 2025	158,012	$515	$3.15	$2.40 - $4.10
Q2 2025	638,515	$1,564	$5.07	$2.19 - $8.26
Q1 2025	178,293	$1,189	$9.88	$6.26 - $13.35