ROCKY MTN CHOCOLATE FACTORY

Ticker: RMCF CUSIP: 77467X101 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (5)

American Capital Advisory, LLC
Value ($000) $134 Shares 70,759
DRW Securities, LLC
Value ($000) $235 Shares 123,773
Focus Partners Wealth
Value ($000) $143 Shares 75,020
XTX Topco Ltd
Value ($000) $23 Shares 12,257
Triumph Capital Management
Value ($000) $0 Shares 8

Increased Positions (3)

4WEALTH ADVISORS, INC.
Value ($000) $38 (+52.1%) Shares 19,860 (+27.3%)
GEODE CAPITAL MANAGEMENT, LLC
Value ($000) $100 (+22.2%) Shares 52,591 (+2.2%)
JONES FINANCIAL COMPANIES LLLP
Value ($000) $0 (+133.1%) Shares 200 (+100.0%)

Decreased Positions (5)

WEALTHEDGE INVESTMENT ADVISORS, LLC
Value ($000) $19 (-88.1%) Shares 10,135 (-90.1%)
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $536 (+13.0%) Shares 281,923 (-5.5%)
DIMENSIONAL FUND ADVISORS LP
Value ($000) $160 (+1.8%) Shares 84,184 (-14.8%)
Tower Research Capital LLC (TRC)
Value ($000) $4 (-44.7%) Shares 1,860 (-53.8%)
BANK OF AMERICA CORP /DE/
Value ($000) $1 (-36.9%) Shares 380 (-47.2%)

Exited Positions (4)

Redmond Asset Management, LLC
Value ($000) $18 Shares 11,035
BRIDGEWAY CAPITAL MANAGEMENT, LLC
Value ($000) $20 Shares 12,500
CITIGROUP INC
Value ($000) $2 Shares 1,004
AdvisorNet Financial, Inc
Value ($000) $0 Shares 21