ROUNDHILL ETF TRUST

Ticker: OZEM CUSIP: 77926X882 Class: GLP 1 & WEIGHT L

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

Kestra Advisory Services, LLC
Value ($000) $68 Shares 2,000
ROYAL BANK OF CANADA
Value ($000) $8 Shares 240
HOLLENCREST CAPITAL MANAGEMENT
Value ($000) $5 Shares 136
Triumph Capital Management
Value ($000) $1 Shares 35

Increased Positions (2)

NATIONAL BANK OF CANADA /FI/
Value ($000) $3,263 (+42.3%) Shares 95,587 (+13.6%)
OSAIC HOLDINGS, INC.
Value ($000) $44 (+34.0%) Shares 1,287 (+6.2%)

Decreased Positions (4)

OAK FAMILY ADVISORS, LLC
Value ($000) $1,967 (-10.7%) Shares 57,601 (-28.6%)
UBS Group AG
Value ($000) $180 (-56.0%) Shares 5,283 (-64.8%)
JANE STREET GROUP, LLC
Value ($000) $590 (-4.4%) Shares 17,285 (-23.6%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,222 (+114617.4%) Shares 35,768 (-8.2%)

Exited Positions (4)

Relyea Zuckerberg Hanson LLC
Value ($000) $275 Shares 10,080
MATHER GROUP, LLC.
Value ($000) $2 Shares 80
Parallel Advisors, LLC
Value ($000) $0 Shares 10
SIMPLEX TRADING, LLC
Value ($000) $0 Shares 3,108