ROYCE MICRO-CAP TR INC

CUSIP: 780915104 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY2,652,412$27,665
Saba Capital Management, L.P.2,614,909$27,274
Modern Wealth Management, LLC1,051,555$10,968
LPL Financial LLC1,022,240$10,662
Allspring Global Investments Holdings, LLC1,002,939$10,461
Alexander Randolph Advisory, Inc.968,549$10,102
RIVERNORTH CAPITAL MANAGEMENT, LLC893,126$9,315
UBS Group AG888,800$9,270
Shaker Financial Services, LLC829,682$8,654
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.615,988$6,425
BANK OF AMERICA CORP /DE/562,435$5,866
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC560,788$5,849
FLAGSHIP HARBOR ADVISORS, LLC527,776$5,505
WELLS FARGO & COMPANY/MN516,026$5,382
Mraz, Amerine & Associates, Inc.355,378$3,707
RAYMOND JAMES FINANCIAL INC322,266$3,361
FCA CORP /TX307,851$3,211
ROYAL BANK OF CANADA240,168$2,505
Clearstead Advisors, LLC208,557$2,175
WOLVERINE ASSET MANAGEMENT LLC198,321$2,068
Beacon Pointe Advisors, LLC195,178$2,036
HORIZON KINETICS ASSET MANAGEMENT LLC134,227$1,400
COMMONWEALTH EQUITY SERVICES, LLC128,545$1,341
Moors & Cabot, Inc.118,537$1,236
EVOLVE PRIVATE WEALTH, LLC116,848$1,219
OSAIC HOLDINGS, INC.116,103$1,211
Private Advisor Group, LLC112,838$1,177
CAPTRUST FINANCIAL ADVISORS105,372$1,099
TrueMark Investments, LLC101,019$1,054
BARD ASSOCIATES INC89,463$933
Altium Capital Management LP87,078$908
UHLMANN PRICE SECURITIES, LLC85,331$890
&PARTNERS75,982$792
BROWN ADVISORY INC74,719$779
ROBERTS GLORE & CO INC /IL/68,007$709
Diversify Advisory Services, LLC65,302$756
STIFEL FINANCIAL CORP64,772$676
Hennion & Walsh Asset Management, Inc.63,164$659
TWIN FOCUS CAPITAL PARTNERS, LLC62,161$648
GUGGENHEIM CAPITAL LLC60,599$632
NWF Advisory Services Inc.58,351$609
Quantedge Capital Pte Ltd53,997$563
FIRST TRUST ADVISORS LP52,271$545
1607 Capital Partners, LLC49,327$514
SAPIENT CAPITAL LLC47,740$503
CWM, LLC47,000$0
EP Wealth Advisors, LLC44,446$464
SPIREPOINT PRIVATE CLIENT, LLC41,317$431
NewEdge Advisors, LLC41,038$428
Cambridge Investment Research Advisors, Inc.39,642$0
PMG Family Office LLC39,337$410
Hara Capital LLC37,960$396
WealthShield Partners, LLC34,819$363
Comprehensive Money Management Services LLC32,015$334
Kingsview Wealth Management, LLC31,438$328
SAX WEALTH ADVISORS, LLC31,430$328
COMMERCE BANK29,712$310
Janney Montgomery Scott LLC27,662$0
HighTower Advisors, LLC27,604$288
Traub Capital Management LLC26,069$272
D.A. DAVIDSON & CO.25,761$269
Steward Partners Investment Advisory, LLC23,732$248
DKM Wealth Management, Inc.23,002$240
Private Capital Management, LLC21,700$226
Diversified Trust Co20,051$209
Institute for Wealth Management, LLC.19,948$208
OPPENHEIMER & CO INC16,319$170
Spinnaker Investment Group, LLC15,877$166
JFS WEALTH ADVISORS, LLC13,896$145
Closed-End Fund Advisors, Inc.13,807$144
STEPHENS INC /AR/13,795$144
VERUS CAPITAL PARTNERS, LLC13,227$138
Cetera Investment Advisers12,920$135
Sage Capital Management, LLC12,700$132
Heritage Wealth Management, Inc.12,345$129
Soltis Investment Advisors LLC11,919$124
VANGUARD GROUP INC11,051$115
Summit Financial, LLC11,040$115
PEAPACK GLADSTONE FINANCIAL CORP10,279$0
Heritage Financial Services, LLC10,101$105
TD Capital Management LLC4,496$47
SITTNER & NELSON, LLC4,444$52
NBT BANK N A /NY4,031$42
Kestra Advisory Services, LLC3,846$40
BARRETT & COMPANY, INC.3,250$34
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC2,947$31
Daytona Street Capital LLC2,281$24
Atlantic Union Bankshares Corp2,096$22
EverSource Wealth Advisors, LLC1,302$14
MidFirst Bank669$7
Navalign, LLC557$6
HIGHLINE WEALTH PARTNERS LLC200$2
Lodestone Wealth Management LLC173$2
Allworth Financial LP100$1
CREATIVE FINANCIAL DESIGNS INC /ADV61$1
ASSETMARK, INC16$0
Gunpowder Capital Management, LLC dba Oliver Wealth Manageme6$0
Total (97 institutions)19,402,131$201,152