RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

High Falls Advisors, Inc's Holding History (CIK: 0001569139)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 172,633 Value ($000) $17,174 Avg Close — Range —
Q4 2017
Shares 175,836 Value ($000) $17,765 Avg Close — Range —
Q3 2017
Shares 171,864 Value ($000) $16,420 Avg Close — Range —
Q2 2017
Shares 169,715 Value ($000) $15,729 Avg Close — Range —
Q1 2017
Shares 176,696 Value ($000) $16,047 Avg Close — Range —
Q4 2016
Shares 184,614 Value ($000) $15,995 Avg Close — Range —
Q3 2016
Shares 200,149 Value ($000) $16,730 Avg Close — Range —
Q2 2016
Shares 298,093 Value ($000) $22,846 Avg Close — Range —
Q1 2016
Shares 129,544 Value ($000) $10,173 Avg Close — Range —
Q4 2015
Shares 298,093 Value ($000) $22,846 Avg Close — Range —