NEOS ETF TRUST

Ticker: IAUI CUSIP: 78433H550 Class: GOLD HIGH INCOME

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (15)

CAP Partners, LLC
Value ($000) $210 Shares 3,749
BCS Wealth Management
Value ($000) $657 Shares 11,752
PFG Advisors
Value ($000) $743 Shares 13,288
HUB Investment Partners, LLC
Value ($000) $959 Shares 17,170
HBW ADVISORY SERVICES LLC
Value ($000) $212 Shares 3,798
Farther Finance Advisors, LLC
Value ($000) $543 Shares 9,721
ROYAL BANK OF CANADA
Value ($000) $9,312 Shares 166,637
Newbridge Financial Services Group, Inc.
Value ($000) $28 Shares 504
STIFEL FINANCIAL CORP
Value ($000) $304 Shares 5,437
Creative Planning
Value ($000) $238 Shares 4,265
Kestra Advisory Services, LLC
Value ($000) $154 Shares 2,758
OSAIC HOLDINGS, INC.
Value ($000) $14 Shares 250
Cambridge Investment Research Advisors, Inc.
Value ($000) $0 Shares 6,132
CWM, LLC
Value ($000) $0 Shares 1,871
CX Institutional
Value ($000) $0 Shares 115

Increased Positions (6)

RED CRANE WEALTH MANAGEMENT, LLC
Value ($000) $1,309 (+18.1%) Shares 23,433 (+10.6%)
MADDEN SECURITIES Corp
Value ($000) $2,047 (+14.5%) Shares 36,635 (+7.2%)
Coastal Bridge Advisors, LLC
Value ($000) $728 (+52.0%) Shares 13,037 (+42.4%)
CITADEL ADVISORS LLC
Value ($000) $1,542 (+382.0%) Shares 27,592 (+351.4%)
UBS Group AG
Value ($000) $573 (+1509.0%) Shares 10,246 (+1406.8%)
SIMPLEX TRADING, LLC
Value ($000) $93 (+331785.7%) Shares 1,663 (+204.6%)

Decreased Positions (1)

Cresset Asset Management, LLC
Value ($000) $754 (+3.9%) Shares 13,485 (-2.7%)

Exited Positions (3)

JANE STREET GROUP, LLC
Value ($000) $1,873 Shares 35,797
Founders Financial Alliance, LLC
Value ($000) $4 Shares 76
Russell Investments Group, Ltd.
Value ($000) $0 Shares 1