Ticker: GXC CUSIP: 78463X400 Class: S&P CHINA ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| NewEdge Wealth, LLC | 16,246 | $1,573 |
| Focus Partners Wealth | 44,727 | $4,330 |
| HARBOUR INVESTMENTS, INC. | 1,018 | $99 |
| UBS ASSET MANAGEMENT AMERICAS INC | 866 | $84 |
| CIBC Private Wealth Group, LLC | 223 | $22 |
| Farther Finance Advisors, LLC | 100 | $10 |
| HRT FINANCIAL LP | 6,202 | $1 |
| UMB Bank, n.a. | 8 | $1 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 2 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| swisspartners Advisors Ltd | 141,835 | 147,290 | +5,455 (+3.8%) |
| Mittelman Wealth Management | 12,357 | 14,320 | +1,963 (+15.9%) |
| ASSETMARK, INC | 4 | 219,473 | +219,469 (+5486725.0%) |
| Worth Asset Management, LLC | 3,245 | 3,555 | +310 (+9.6%) |
| STATE STREET CORP | 119,253 | 208,569 | +89,316 (+74.9%) |
| ZACKS INVESTMENT MANAGEMENT | 39,132 | 44,168 | +5,036 (+12.9%) |
| IAG Wealth Partners, LLC | 489 | 1,064 | +575 (+117.6%) |
| Parallel Advisors, LLC | 500 | 2,370 | +1,870 (+374.0%) |
| Wealthfront Advisers LLC | 7,863 | 13,594 | +5,731 (+72.9%) |
| JPMORGAN CHASE & CO | 5,035 | 17,262 | +12,227 (+242.8%) |
| BANK OF AMERICA CORP /DE/ | 96,401 | 101,904 | +5,503 (+5.7%) |
| AMERIPRISE FINANCIAL INC | 57,617 | 60,907 | +3,290 (+5.7%) |
| MORGAN STANLEY | 93,864 | 97,296 | +3,432 (+3.7%) |
| CITIGROUP INC | 6,443 | 9,176 | +2,733 (+42.4%) |
| WELLS FARGO & COMPANY/MN | 21,161 | 23,533 | +2,372 (+11.2%) |
| Wealthcare Advisory Partners LLC | 31,054 | 31,566 | +512 (+1.6%) |
| Strengthening Families & Communities, LLC | 100 | 240 | +140 (+140.0%) |
| CreativeOne Wealth, LLC | 2,170 | 2,617 | +447 (+20.6%) |
| GOLDMAN SACHS GROUP INC | 18,296 | 19,301 | +1,005 (+5.5%) |
| Cetera Investment Advisers | 4,786 | 5,433 | +647 (+13.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Steward Partners Investment Advisory, LLC | 213,755 | 74,208 | -139,547 (-65.3%) |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC | 196,710 | 192,532 | -4,178 (-2.1%) |
| Dauntless Investment Group, LLC | 1,659 | 336 | -1,323 (-79.7%) |
| OLD MISSION CAPITAL LLC | 42,795 | 13,883 | -28,912 (-67.6%) |
| ACIMA PRIVATE WEALTH, LLC | 4,066 | 3,315 | -751 (-18.5%) |
| 4Thought Financial Group Inc. | 1,598 | 1,253 | -345 (-21.6%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 39,469 | 13,665 | -25,804 (-65.4%) |
| UBS Group AG | 56,120 | 53,513 | -2,607 (-4.6%) |
| OSAIC HOLDINGS, INC. | 2,031 | 305 | -1,726 (-85.0%) |
| Sharper & Granite LLC | 4,020 | 3,970 | -50 (-1.2%) |
| LPL Financial LLC | 10,173 | 9,424 | -749 (-7.4%) |
| Savant Capital, LLC | 33,446 | 32,987 | -459 (-1.4%) |
| Russell Investments Group, Ltd. | 1,373 | 1,175 | -198 (-14.4%) |
| Qube Research & Technologies Ltd | 498 | 321 | -177 (-35.5%) |
| STEPHENS INC /AR/ | 7,780 | 7,648 | -132 (-1.7%) |
| COMERICA BANK | 188 | 134 | -54 (-28.7%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 3,468 | 3,427 | -41 (-1.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| FLOW TRADERS U.S. LLC | 33,903 | $4 |
| Summit Trail Advisors, LLC | 16,954 | $1,780 |
| HARBOR INVESTMENT ADVISORY, LLC | 1,000 | $105 |
| SALEM INVESTMENT COUNSELORS INC | 1,384 | $145 |
| Clark Capital Management Group, Inc. | 2,995 | $314 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,422 | $149 |
| Wealthspire Advisors, LLC | 266 | $28 |
| Advisory Services Network, LLC | 91 | $10 |
| PRINCIPAL SECURITIES, INC. | 15 | $2 |
| Plante Moran Financial Advisors, LLC | 2 | $0 |