SPDR SERIES TRUST

Ticker: XRT CUSIP: 78464A714 Class: S&P RETAIL ETF

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 7,691 Value ($000) $339 Avg Close — Range —