SPDR SERIES TRUST

Ticker: XPH CUSIP: 78464A722 Class: COM

AUA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001706915)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 550 Value ($000) $24 Avg Close — Range —
Q3 2017
Shares 550 Value ($000) $23 Avg Close — Range —
Q2 2017
Shares 550 Value ($000) $24 Avg Close — Range —
Q1 2017
Shares 1,000 Value ($000) $42 Avg Close — Range —
Q4 2016
Shares 1,000 Value ($000) $39 Avg Close — Range —