SPDR SERIES TRUST

Ticker: XPH CUSIP: 78464A722 Class: COM

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (24)

FIRST CITIZENS BANK & TRUST CO
Value ($000) $10,418 (+19.8%) Shares 186,004 (+2.5%)
WELLS FARGO & COMPANY/MN
Value ($000) $11,607 (+222.0%) Shares 207,229 (+175.6%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $5,013 (+161.4%) Shares 89,500 (+123.8%)
Baird Financial Group, Inc.
Value ($000) $1,643 (+549.1%) Shares 29,338 (+455.5%)
CITADEL ADVISORS LLC
Value ($000) $3,969 (+1342.9%) Shares 70,864 (+1135.0%)
LPL Financial LLC
Value ($000) $11,630 (+32.3%) Shares 207,649 (+13.2%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $13,829 (+28.9%) Shares 246,905 (+10.3%)
Clark Capital Management Group, Inc.
Value ($000) $2,940 (+30.7%) Shares 52,483 (+11.9%)
Cetera Investment Advisers
Value ($000) $4,536 (+36.5%) Shares 80,978 (+16.9%)
MML INVESTORS SERVICES, LLC
Value ($000) $1,831 (+46.4%) Shares 32,682 (+25.3%)
UBS Group AG
Value ($000) $2,686 (+55.6%) Shares 47,961 (+33.2%)
Envestnet Portfolio Solutions, Inc.
Value ($000) $9,819 (+19.1%) Shares 175,309 (+2.0%)
CITIGROUP INC
Value ($000) $8,708 (+20.9%) Shares 155,465 (+3.5%)
PRINCIPAL SECURITIES, INC.
Value ($000) $345 (+37.9%) Shares 6,151 (+18.1%)
Rockefeller Capital Management L.P.
Value ($000) $1,123 (+20.6%) Shares 20,043 (+3.2%)
FMR LLC
Value ($000) $191 (+41.2%) Shares 3,405 (+20.9%)
ROYAL BANK OF CANADA
Value ($000) $1,518 (+19.0%) Shares 27,098 (+1.8%)
JONES FINANCIAL COMPANIES LLLP
Value ($000) $96 (+52.3%) Shares 1,715 (+27.9%)
Sigma Planning Corp
Value ($000) $333 (+19.0%) Shares 5,945 (+1.9%)
CIBC Private Wealth Group, LLC
Value ($000) $162 (+20.8%) Shares 2,901 (+3.4%)

Decreased Positions (20)