SPDR SER TR

Ticker: SHM CUSIP: 78468R739 Class: NUVEEN ICE SHORT

Charles Schwab Investment Advisory, Inc.'s Holding History (CIK: 0001501902)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 1,026,590 Value ($000) $49,092 Avg Close — Range —
Q4 2017
Shares 64,070 Value ($000) $3,069 Avg Close — Range —