SPDR SER TR

Ticker: SHM CUSIP: 78468R739 Class: NUVEEN ICE SHORT

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BANK OF AMERICA CORP /DE/20,531,305$985,297
GOLDMAN SACHS GROUP INC5,333,366$255,948
WELLS FARGO & COMPANY/MN4,093,329$196,439
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,950,388$141,589
MORGAN STANLEY2,135,323$102,474
UNITED CAPITAL FINANCIAL ADVISORS, LLC1,817,846$87,238
Quent Long Short Global Small Cap Fund, LP1,789,151$85,861
Quent Capital, LLC1,789,151$85,861
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC1,716,083$82,355
MERCER GLOBAL ADVISORS INC /ADV1,713,483$82,230
PNC Financial Services Group, Inc.1,583,602$75,997
CX Institutional1,058,055$51
ENVESTNET ASSET MANAGEMENT INC999,818$47,981
LPL Financial LLC844,750$40,540
Financial Engines Advisors L.L.C.664,962$31,912
Wealthcare Advisory Partners LLC617,481$29,633
COMMONWEALTH EQUITY SERVICES, LLC611,595$29,350
UMB Bank, n.a.528,907$25,382
STIFEL FINANCIAL CORP501,390$24,062
Gerber Kawasaki Wealth & Investment Management417,161$20,020
Alaska Wealth Advisors405,897$19,479
Karpus Management, Inc.398,706$19,134
HighTower Advisors, LLC366,502$17,588
Cetera Investment Advisers333,740$16,016
Betterment LLC325,174$16
Cercano Management LLC314,202$15,079
CITIGROUP INC306,135$14,691
JPMORGAN CHASE & CO294,264$14,122
UBS Group AG286,047$13,727
AMERIPRISE FINANCIAL INC251,180$12,054
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC247,684$11,905
SEI INVESTMENTS CO245,766$11,794
TD PRIVATE CLIENT WEALTH LLC238,126$11,428
RAYMOND JAMES FINANCIAL INC235,236$11,289
Prime Capital Investment Advisors, LLC222,619$10,683
Allworth Financial LP197,736$9,489
ASSETMARK, INC187,941$9,019
TRUIST FINANCIAL CORP181,487$8,710
Symmetry Partners, LLC176,438$8,467
TruNorth Capital Management, LLC170,291$8,172
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management159,329$7,646
BlackRock, Inc.158,658$7,614
TRUSTMARK BANK TRUST DEPARTMENT156,173$7,495
CULLEN/FROST BANKERS, INC.146,766$7,043
PURE PORTFOLIOS HOLDINGS LLC143,002$6,863
GenTrust, LLC142,946$6,860
Strategies Wealth Advisors, LLC128,103$6,148
BENJAMIN EDWARDS INC127,296$6,109
Beacon Pointe Advisors, LLC125,112$6,004
Farther Finance Advisors, LLC123,129$5,909
Foster Group, Inc.121,398$5,826
OSAIC HOLDINGS, INC.112,684$5,408
Cerity Partners LLC111,352$5,344
ROYAL BANK OF CANADA110,513$5,304
Paulson Wealth Management Inc.106,176$5,095
McAdam, LLC106,049$5,089
Ackerman Capital Advisors, LLC105,142$5,046
Precision Wealth Strategies, LLC105,029$5,040
Focus Partners Wealth104,623$5,021
Brinker Capital Investments, LLC104,281$5,004
AUA CAPITAL MANAGEMENT, LLC101,565$4,874
CHATHAM CAPITAL GROUP, INC.98,175$4,711
Apella Capital, LLC87,260$4,188
Brio Consultants, LLC85,485$4,102
BANK OF MONTREAL /CAN/80,280$3,853
Crestwood Advisors Group LLC80,192$3,848
CWM, LLC79,489$4
Rockefeller Capital Management L.P.74,514$3,576
Ascent Group, LLC72,402$3,475
OLD NATIONAL BANCORP /IN/72,387$3,474
Smithfield Trust Co70,927$3
Ameraudi Asset Management, Inc.70,077$3,363
CITADEL ADVISORS LLC68,901$3,307
GAMMA Investing LLC67,716$3,250
HANCOCK WHITNEY CORP66,304$3,182
Detalus Advisors, LLC65,109$3,125
Janney Capital Management LLC61,169$3
CONFLUENCE INVESTMENT MANAGEMENT LLC58,017$2,784
COMERICA BANK57,370$2,753
Tilson Financial Group, Inc.56,108$2,693
Leisure Capital Management55,902$2,683
McNaughton Wealth Management, LLC53,725$2,578
EAGLE GLOBAL ADVISORS LLC53,683$2,576
ALTFEST L J & CO INC53,600$2,572
Columbia River Financial Group, LLC50,563$2
Parkside Financial Bank & Trust49,171$2,360
JAMES INVESTMENT RESEARCH INC48,840$2,344
Charles Schwab Trust Co48,395$2,322
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC48,341$2
US BANCORP \DE\47,596$2,284
Global Retirement Partners, LLC47,213$2,266
Dynamic Advisor Solutions LLC47,087$2,260
ST GERMAIN D J CO INC46,926$2,252
Mariner, LLC46,433$2,228
Chesley Taft & Associates LLC45,922$2,204
Clifford Group, LLC45,806$2,198
Regal Investment Advisors LLC45,284$2,173
JANE STREET GROUP, LLC45,164$2,167
Horizon Family Wealth, Inc.44,073$2,115
SteelPeak Wealth, LLC43,048$2,066
293 other institutions3,636,244$169,352
Total (393 institutions)65,656,541$3,064,526