SPDR SER TR

Ticker: SHM CUSIP: 78468R739 Class: NUVEEN ICE SHORT

Chicago Partners Investment Group LLC's Holding History (CIK: 0001563525)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 3,500 Value ($000) $167 Avg Close — Range —

Q1 2017

Shares 661 Value ($000) $32 Avg Close — Range —

Q4 2016

Shares 661 Value ($000) $32 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	3,500	$167	—	—
Q1 2017	661	$32	—	—
Q4 2016	661	$32	—	—