SPDR SER TR

Ticker: SHM CUSIP: 78468R739 Class: NUVEEN ICE SHORT

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 3 Value ($000) $0 Avg Close — Range —
Q2 2017
Shares 3 Value ($000) $0 Avg Close — Range —
Q1 2017
Shares 3 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 3 Value ($000) $0 Avg Close — Range —
Q3 2016
Shares 3 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 3 Value ($000) $0 Avg Close — Range —