SPDR SER TR

Ticker: SHM CUSIP: 78468R739 Class: NUVEEN ICE SHORT

Occidental Asset Management, LLC's Holding History (CIK: 0001770994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 12,900 Value ($000) $637 Avg Close — Range —
Q2 2021
Shares 12,900 Value ($000) $639 Avg Close — Range —
Q1 2021
Shares 15,400 Value ($000) $763 Avg Close — Range —
Q4 2020
Shares 15,400 Value ($000) $767 Avg Close — Range —
Q3 2020
Shares 15,400 Value ($000) $768 Avg Close — Range —
Q2 2020
Shares 15,400 Value ($000) $768 Avg Close — Range —
Q1 2020
Shares 15,400 Value ($000) $753 Avg Close — Range —
Q4 2019
Shares 15,600 Value ($000) $766 Avg Close — Range —
Q3 2019
Shares 20,800 Value ($000) $1,019 Avg Close — Range —
Q2 2019
Shares 20,400 Value ($000) $998 Avg Close — Range —
Q1 2019
Shares 20,400 Value ($000) $989 Avg Close — Range —
Q4 2018
Shares 20,400 Value ($000) $980 Avg Close — Range —
Q3 2018
Shares 20,400 Value ($000) $973 Avg Close — Range —
Q2 2018
Shares 18,400 Value ($000) $883 Avg Close — Range —
Q1 2018
Shares 18,400 Value ($000) $880 Avg Close — Range —
Q4 2017
Shares 18,400 Value ($000) $882 Avg Close — Range —
Q3 2017
Shares 16,400 Value ($000) $797 Avg Close — Range —
Q2 2017
Shares 16,800 Value ($000) $815 Avg Close — Range —
Q1 2017
Shares 7,151 Value ($000) $346 Avg Close — Range —
Q4 2016
Shares 6,351 Value ($000) $304 Avg Close — Range —