SPDR SER TR

Ticker: SHM CUSIP: 78468R739 Class: NUVEEN ICE SHORT

tru Independence LLC's Holding History (CIK: 0001785445)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 36,972 Value ($000) $1,844 Avg Close — Range —

Q4 2019

Shares 74,052 Value ($000) $3,621 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	36,972	$1,844	—	—
Q4 2019	74,052	$3,621	—	—