SANUWAVE HEALTH INC

Ticker: SNWV CUSIP: 80303D305 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Opaleye Management Inc.981,267$29,281
BlackRock, Inc.490,519$14,637
AWM Investment Company, Inc.454,550$13,564
VANGUARD GROUP INC445,206$13,285
Solas Capital Management, LLC293,529$8,759
Praetorian PR LLC265,000$7,908
STIFEL FINANCIAL CORP177,303$5,291
GEODE CAPITAL MANAGEMENT, LLC167,256$4,992
STATE STREET CORP136,164$4,063
NORTHERN TRUST CORP61,357$1,831
BRIDGEWAY CAPITAL MANAGEMENT, LLC39,279$1,172
Stonebridge Wealth Management, LLC38,384$1,145
GOLDMAN SACHS GROUP INC37,450$1,118
Huntleigh Advisors, Inc.33,445$998
RICE HALL JAMES & ASSOCIATES, LLC25,156$751
CHARLES SCHWAB INVESTMENT MANAGEMENT INC24,398$728
BANK OF AMERICA CORP /DE/24,321$726
JANE STREET GROUP, LLC19,666$587
UBS Group AG18,621$556
Bank of New York Mellon Corp15,599$465
Shay Capital LLC14,200$424
LAZARD ASSET MANAGEMENT LLC13,266$396
MORGAN STANLEY12,827$383
BARCLAYS PLC11,610$346
Nuveen, LLC9,106$272
Corient Private Wealth LLC8,604$257
RHUMBLINE ADVISERS8,428$251
WELLS FARGO & COMPANY/MN8,137$243
HRT FINANCIAL LP6,870$0
DEUTSCHE BANK AG\5,567$166
MetLife Investment Management, LLC4,490$134
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.3,487$104
State of Alaska, Department of Revenue3,235$0
NEW YORK STATE COMMON RETIREMENT FUND3,100$93
JPMORGAN CHASE & CO3,007$90
Police & Firemen's Retirement System of New Jersey2,126$63
BNP PARIBAS ARBITRAGE, SA1,598$48
Strategic Investment Solutions, Inc. /IL1,333$40
Legal & General Group Plc752$22
Ameritas Investment Partners, Inc.716$21
Tower Research Capital LLC (TRC)712$21
Russell Investments Group, Ltd.632$19
AdvisorNet Financial, Inc567$17
CWM, LLC495$0
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM457$14
ROYAL BANK OF CANADA437$13
Financial Management Professionals, Inc.417$12
BESSEMER GROUP INC246$0
Quarry LP244$7
AMALGAMATED BANK234$0
CITIGROUP INC168$5
JONES FINANCIAL COMPANIES LLLP133$4
OSAIC HOLDINGS, INC.87$3
US BANCORP \DE\66$2
FMR LLC61$2
Sterling Capital Management LLC46$1
NewEdge Advisors, LLC26$1
GAMMA Investing LLC6$0
PNC Financial Services Group, Inc.2$0
Total (59 institutions)3,875,965$115,330