SARATOGA INVT CORP

Ticker: SAR CUSIP: 80349A208 Class: COM

MUFG Americas Holdings Corp's Holding History (CIK: 0001011659)

Note: Option positions (PUT/CALL) are excluded.

Q2 2011
Shares 14,000 Value ($000) $288 Avg Close — Range —
Q1 2011
Shares 9,300 Value ($000) $199 Avg Close — Range —