SARATOGA INVT CORP

Ticker: SAR CUSIP: 80349A208 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Lido Advisors, LLC199,138$4,855
Private Advisor Group, LLC163,359$3,769
Closed-End Fund Advisors, Inc.159,499$3,680
Hennion & Walsh Asset Management, Inc.141,470$3,264
Legal & General Group Plc117,294$2,706
LPL Financial LLC113,727$2,624
Advisors Asset Management, Inc.101,383$2,339
BlackRock, Inc.95,197$2,196
WELLS FARGO & COMPANY/MN82,830$1,911
TWO SIGMA INVESTMENTS, LP67,507$1,557
AMERIPRISE FINANCIAL INC65,592$1,514
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC61,809$1,426
Ethos Financial Group, LLC52,846$1,219
Wealthcare Advisory Partners LLC49,471$1,141
Palogic Value Management, L.P.46,680$1,077
Next Level Private LLC43,527$1,004
JB CAPITAL PARTNERS LP33,847$781
Virtus Investment Advisers, LLC32,641$753
MORGAN STANLEY30,338$700
BI Asset Management Fondsmaeglerselskab A/S27,027$1
RAYMOND JAMES FINANCIAL INC25,666$592
Focus Partners Wealth25,600$591
Cetera Investment Advisers21,825$503
PFG Advisors21,697$501
Focus Financial Network, Inc.19,455$449
Cambridge Investment Research Advisors, Inc.18,950$0
COMMONWEALTH EQUITY SERVICES, LLC18,637$430
CITADEL ADVISORS LLC18,460$426
OSAIC HOLDINGS, INC.18,403$425
D.A. DAVIDSON & CO.18,194$420
ROYAL BANK OF CANADA17,393$401
Trexquant Investment LP16,827$388
Sunbelt Securities, Inc.13,726$317
Dynamic Technology Lab Private Ltd13,214$305
UBS Group AG13,024$300
SUSQUEHANNA INTERNATIONAL GROUP, LLP12,875$297
Aquatic Capital Management LLC12,101$279
Brevan Howard Capital Management LP11,419$263
DAVIDSON TRUST CO11,000$254
TWO SIGMA ADVISERS, LP11,000$254
WEDBUSH SECURITIES INC10,700$0
HighTower Advisors, LLC10,213$236
JPMORGAN CHASE & CO7,021$162
Register Financial Advisors LLC5,980$138
HARBOUR INVESTMENTS, INC.5,973$138
Steward Partners Investment Advisory, LLC5,212$120
SIMPLEX TRADING, LLC4,264$98
BARTLETT & CO. WEALTH MANAGEMENT LLC2,000$46
Daytona Street Capital LLC1,999$51
Kestra Advisory Services, LLC1,987$46
BANK OF AMERICA CORP /DE/1,068$25
IFP Advisors, Inc1,000$23
EVOLUTION WEALTH MANAGEMENT INC.701$16
BNP PARIBAS ARBITRAGE, SA684$16
State of Alaska, Department of Revenue630$0
PFS Partners, LLC503$12
CIBC Private Wealth Group, LLC500$12
Russell Investments Group, Ltd.480$11
FLAGSHIP HARBOR ADVISORS, LLC443$10
EASTERN BANK400$9
Harbor Asset Planning, Inc.261$6
Laurel Wealth Advisors LLC241$6
Triumph Capital Management225$5
Avion Wealth204$0
MAI Capital Management125$3
Strategic Investment Solutions, Inc. /IL100$2
MJT & Associates Financial Advisory Group, Inc.94$2
West Financial Advisors, LLC54$1
Larson Financial Group LLC49$1
Ronald Blue Trust, Inc.20$0
Hurley Capital, LLC14$0
Total (71 institutions)2,087,793$47,106