SARATOGA INVT CORP

Ticker: SAR CUSIP: 80349A208 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 113,727 Value ($000) $2,624 Avg Close $22.67 Range $21.40 - $24.76

Q3 2025

Shares 108,729 Value ($000) $2,652 Avg Close $24.95 Range $24.00 - $25.64

Q2 2025

Shares 96,684 Value ($000) $2,398 Avg Close $24.14 Range $21.10 - $25.58

Q1 2025

Shares 88,665 Value ($000) $2,246 Avg Close $24.86 Range $23.29 - $26.17

Q4 2024

Shares 87,304 Value ($000) $2,088 Avg Close $24.25 Range $23.00 - $26.49

Q3 2024

Shares 92,767 Value ($000) $2,151 Avg Close $23.08 Range $21.56 - $24.48

Q2 2024

Shares 89,104 Value ($000) $2,023 Avg Close $23.32 Range $22.51 - $24.55

Q1 2024

Shares 78,835 Value ($000) $1,829 Avg Close $23.50 Range $22.35 - $26.40

Q4 2023

Shares 74,435 Value ($000) $1,925 Avg Close $24.98 Range $23.00 - $27.00

Q3 2023

Shares 73,965 Value ($000) $1,901 Avg Close $26.28 Range $25.17 - $27.95

Q2 2023

Shares 71,819 Value ($000) $1,938 Avg Close $25.65 Range $22.63 - $28.87

Q1 2023

Shares 64,884 Value ($000) $1,640 Avg Close $26.43 Range $23.51 - $28.00

Q4 2022

Shares 68,464 Value ($000) $1,745 Avg Close $23.88 Range $20.16 - $27.50

Q3 2022

Shares 66,552 Value ($000) $1,382 Avg Close $24.04 Range $20.77 - $27.41

Q2 2022

Shares 64,011 Value ($000) $1,534 Avg Close $25.91 Range $22.35 - $28.44

Q1 2022

Shares 69,686 Value ($000) $1,900 Avg Close $27.48 Range $23.54 - $29.48

Q4 2021

Shares 79,813 Value ($000) $2,345 Avg Close $29.08 Range $28.09 - $30.25

Q3 2021

Shares 76,938 Value ($000) $2,211 Avg Close $27.60 Range $26.00 - $29.33

Q2 2021

Shares 69,098 Value ($000) $1,857 Avg Close $25.60 Range $24.05 - $27.24

Q1 2021

Shares 68,504 Value ($000) $1,735 Avg Close $23.15 Range $20.20 - $25.75

Q4 2020

Shares 60,200 Value ($000) $1,255 Avg Close $20.06 Range $16.42 - $23.05

Q3 2020

Shares 58,639 Value ($000) $985 Avg Close $17.04 Range $15.00 - $18.58

Q2 2020

Shares 59,607 Value ($000) $942 Avg Close $14.75 Range $9.09 - $18.95

Q1 2020

Shares 11,002 Value ($000) $127 Avg Close $23.01 Range $5.94 - $28.70

Q4 2019

Shares 14,767 Value ($000) $368 Avg Close $25.09 Range $23.78 - $26.39

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	113,727	$2,624	$22.67	$21.40 - $24.76
Q3 2025	108,729	$2,652	$24.95	$24.00 - $25.64
Q2 2025	96,684	$2,398	$24.14	$21.10 - $25.58
Q1 2025	88,665	$2,246	$24.86	$23.29 - $26.17
Q4 2024	87,304	$2,088	$24.25	$23.00 - $26.49
Q3 2024	92,767	$2,151	$23.08	$21.56 - $24.48
Q2 2024	89,104	$2,023	$23.32	$22.51 - $24.55
Q1 2024	78,835	$1,829	$23.50	$22.35 - $26.40
Q4 2023	74,435	$1,925	$24.98	$23.00 - $27.00
Q3 2023	73,965	$1,901	$26.28	$25.17 - $27.95
Q2 2023	71,819	$1,938	$25.65	$22.63 - $28.87
Q1 2023	64,884	$1,640	$26.43	$23.51 - $28.00
Q4 2022	68,464	$1,745	$23.88	$20.16 - $27.50
Q3 2022	66,552	$1,382	$24.04	$20.77 - $27.41
Q2 2022	64,011	$1,534	$25.91	$22.35 - $28.44
Q1 2022	69,686	$1,900	$27.48	$23.54 - $29.48
Q4 2021	79,813	$2,345	$29.08	$28.09 - $30.25
Q3 2021	76,938	$2,211	$27.60	$26.00 - $29.33
Q2 2021	69,098	$1,857	$25.60	$24.05 - $27.24
Q1 2021	68,504	$1,735	$23.15	$20.20 - $25.75
Q4 2020	60,200	$1,255	$20.06	$16.42 - $23.05
Q3 2020	58,639	$985	$17.04	$15.00 - $18.58
Q2 2020	59,607	$942	$14.75	$9.09 - $18.95
Q1 2020	11,002	$127	$23.01	$5.94 - $28.70
Q4 2019	14,767	$368	$25.09	$23.78 - $26.39