SARATOGA INVT CORP

Ticker: SAR CUSIP: 80349A208 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 29,787 Value ($000) $532 Avg Close $17.68 Range $16.79 - $18.75

Q2 2016

Shares 115,332 Value ($000) $1,949 Avg Close $16.45 Range $15.65 - $17.41

Q1 2016

Shares 294,905 Value ($000) $4,624 Avg Close $14.45 Range $13.41 - $16.06

Q4 2015

Shares 273,860 Value ($000) $4,223 Avg Close $15.66 Range $14.43 - $17.21

Q3 2015

Shares 217,215 Value ($000) $3,508 Avg Close $16.64 Range $15.50 - $18.00

Q2 2015

Shares 134,704 Value ($000) $2,313 Avg Close $16.91 Range $15.80 - $18.17

Q1 2015

Shares 116,410 Value ($000) $1,845 Avg Close $15.51 Range $14.60 - $15.98

Q4 2014

Shares 109,064 Value ($000) $1,620 Avg Close $15.16 Range $14.36 - $16.20

Q3 2014

Shares 25,876 Value ($000) $415 Avg Close $15.93 Range $15.39 - $16.67

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	29,787	$532	$17.68	$16.79 - $18.75
Q2 2016	115,332	$1,949	$16.45	$15.65 - $17.41
Q1 2016	294,905	$4,624	$14.45	$13.41 - $16.06
Q4 2015	273,860	$4,223	$15.66	$14.43 - $17.21
Q3 2015	217,215	$3,508	$16.64	$15.50 - $18.00
Q2 2015	134,704	$2,313	$16.91	$15.80 - $18.17
Q1 2015	116,410	$1,845	$15.51	$14.60 - $15.98
Q4 2014	109,064	$1,620	$15.16	$14.36 - $16.20
Q3 2014	25,876	$415	$15.93	$15.39 - $16.67