SARATOGA INVT CORP

Ticker: SAR CUSIP: 80349A208 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 1,010 Value ($000) $22 Avg Close $21.95 Range $19.90 - $23.78

Q4 2016

Shares 10 Value ($000) $0 Avg Close $18.91 Range $17.17 - $20.95

Q1 2015

Shares 3,095 Value ($000) $49 Avg Close $15.51 Range $14.60 - $15.98

Q4 2014

Shares 3,095 Value ($000) $46 Avg Close $15.16 Range $14.36 - $16.20

Q3 2014

Shares 1,095 Value ($000) $18 Avg Close $15.93 Range $15.39 - $16.67

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	1,010	$22	$21.95	$19.90 - $23.78
Q4 2016	10	$0	$18.91	$17.17 - $20.95
Q1 2015	3,095	$49	$15.51	$14.60 - $15.98
Q4 2014	3,095	$46	$15.16	$14.36 - $16.20
Q3 2014	1,095	$18	$15.93	$15.39 - $16.67