SARATOGA INVT CORP

Ticker: SAR CUSIP: 80349A208 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 1,399 Value ($000) $40 Avg Close $27.60 Range $26.00 - $29.33

Q1 2021

Shares 2,771 Value ($000) $70 Avg Close $23.15 Range $20.20 - $25.75

Q4 2020

Shares 937 Value ($000) $19 Avg Close $20.06 Range $16.42 - $23.05

Q4 2018

Shares 90 Value ($000) $1 Avg Close $21.69 Range $18.60 - $23.91

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	1,399	$40	$27.60	$26.00 - $29.33
Q1 2021	2,771	$70	$23.15	$20.20 - $25.75
Q4 2020	937	$19	$20.06	$16.42 - $23.05
Q4 2018	90	$1	$21.69	$18.60 - $23.91