CUSIP: 81141RAG5 Class: NOTE 0.250% 9/1
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Altrafin AG | 59,044 | $5,713 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 54,843,000 | $53,266 |
| Lombard Odier Asset Management (Europe) Ltd | 5,144,000 | $4,979 |
| Amundi | 4,551,000 | $441,219 |
| TORONTO DOMINION BANK | 7,161,000 | $6,921 |
| UBS Group AG | 7,925,000 | $7,683 |
| CITIGROUP INC | 389,000 | $377 |
| NewEdge Advisors, LLC | 63,000 | $61 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PALISADE CAPITAL MANAGEMENT, LP | 6,426,000 | 8,451,000 | +2,025,000 (+31.5%) |
| OAKTREE CAPITAL MANAGEMENT LP | 37,028,000 | 38,855,000 | +1,827,000 (+4.9%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 9,500,000 | 17,000,000 | +7,500,000 (+78.9%) |
| Parallax Volatility Advisers, L.P. | 8,000,000 | 10,000,000 | +2,000,000 (+25.0%) |
| LORD, ABBETT & CO. LLC | 43,096,000 | 47,156,000 | +4,060,000 (+9.4%) |
| WELLS FARGO & COMPANY/MN | 11,364,000 | 13,077,000 | +1,713,000 (+15.1%) |
| STATE STREET CORP | 25,285,000 | 26,335,000 | +1,050,000 (+4.2%) |
| BARCLAYS PLC | 2,000 | 221,000 | +219,000 (+10950.0%) |
| MORGAN STANLEY | 143,000 | 343,000 | +200,000 (+139.9%) |
| BANK OF AMERICA CORP /DE/ | 408,000 | 436,000 | +28,000 (+6.9%) |
| &PARTNERS | 25,000 | 39,000 | +14,000 (+56.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Opti Capital Management, LP | 61,562,000 | 2,500,000 | -59,062,000 (-95.9%) |
| STEELHEAD PARTNERS LLC | 70,000,000 | 45,000,000 | -25,000,000 (-35.7%) |
| Verition Fund Management LLC | 42,500,000 | 10,000,000 | -32,500,000 (-76.5%) |
| Voya Investment Management LLC | 176,110,000 | 116,110,000 | -60,000,000 (-34.1%) |
| MILLENNIUM MANAGEMENT LLC | 110,156,000 | 62,790,000 | -47,366,000 (-43.0%) |
| Russell Investments Group, Ltd. | 5,910,000 | 5,231,000 | -679,000 (-11.5%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Saranac Partners Ltd | 1,000,000 | $966 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 28,000 | $2,673 |
| Jefferies Financial Group Inc. | 760,667 | $728 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 800,000 | $773 |
| BNP PARIBAS ARBITRAGE, SA | 493,000 | $472 |
| BNP Paribas Investment Partners S.A. | 2,500,000 | $2 |