SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

ALETHEA CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001549408)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 18,699 Value ($000) $424 Avg Close — Range —
Q2 2015
Shares 19,585 Value ($000) $477 Avg Close — Range —
Q1 2015
Shares 19,031 Value ($000) $459 Avg Close — Range —
Q4 2014
Shares 39,709 Value ($000) $982 Avg Close — Range —