SERINA THERAPEUTICS INC

Ticker: SER CUSIP: 81751A108 Class: COM SHS

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (4)

BlackRock, Inc.

Value ($000) $33 (-53.1%) Shares 17,249 (+31.5%)

WELLS FARGO & COMPANY/MN

Value ($000) $7 (+62572.7%) Shares 3,604 (+180100.0%)

GEODE CAPITAL MANAGEMENT, LLC

Value ($000) $58 (-63.3%) Shares 30,409 (+2.7%)

Tower Research Capital LLC (TRC)

Value ($000) $1 (-1.7%) Shares 449 (+175.5%)

Institution	Prev Shares	Curr Shares	Change
BlackRock, Inc.	13,122	17,249	+4,127 (+31.5%)
WELLS FARGO & COMPANY/MN	2	3,604	+3,602 (+180100.0%)
GEODE CAPITAL MANAGEMENT, LLC	29,608	30,409	+801 (+2.7%)
Tower Research Capital LLC (TRC)	163	449	+286 (+175.5%)

Decreased Positions (6)

BROADWOOD CAPITAL INC

Value ($000) $104 (-76.6%) Shares 54,484 (-34.5%)

HighTower Advisors, LLC

Value ($000) $23 (-76.5%) Shares 11,980 (-34.2%)

Value ($000) $1 (-95.5%) Shares 433 (-87.5%)

NORTHERN TRUST CORP

Value ($000) $27 (-65.4%) Shares 14,082 (-3.1%)

BANK OF AMERICA CORP /DE/

Value ($000) $0 (-99.5%) Shares 3 (-98.6%)

OSAIC HOLDINGS, INC.

Value ($000) $0 (-96.3%) Shares 2 (-81.8%)

Institution	Prev Shares	Curr Shares	Change
BROADWOOD CAPITAL INC	83,195	54,484	-28,711 (-34.5%)
HighTower Advisors, LLC	18,211	11,980	-6,231 (-34.2%)
UBS Group AG	3,466	433	-3,033 (-87.5%)
NORTHERN TRUST CORP	14,537	14,082	-455 (-3.1%)
BANK OF AMERICA CORP /DE/	215	3	-212 (-98.6%)
OSAIC HOLDINGS, INC.	11	2	-9 (-81.8%)

Exited Positions (3)

Value ($000) $12 Shares 2,323

Advisory Services Network, LLC

Value ($000) $0 Shares 14

JPMORGAN CHASE & CO

Value ($000) $0 Shares 10

Institution	Prev Shares	Prev Value ($000)
CITIGROUP INC	2,323	$12
Advisory Services Network, LLC	14	$0
JPMORGAN CHASE & CO	10	$0