Ticker: CLOX CUSIP: 81752T486 Class: ELDRIDGE AAA CLO
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Spectrum Asset Management, Inc. (NB/CA) | 545,921 | $13,926 |
| REUTER JAMES WEALTH MANAGEMENT, LLC | 536,031 | $13,674 |
| Brookwood Investment Group LLC | 53,643 | $1,368 |
| Centric Wealth Management | 20,000 | $513 |
| Elevated Capital Advisors, LLC | 7,656 | $195 |
| PRIVATE TRUST CO NA | 14,775 | $377 |
| INSIGNEO ADVISORY SERVICES, LLC | 11,731 | $299 |
| Integrated Advisors Network LLC | 13,151 | $335 |
| LPL Financial LLC | 640,192 | $16,331 |
| Kestra Advisory Services, LLC | 2,158 | $55 |
| OSAIC HOLDINGS, INC. | 1,195 | $30 |
| Janney Montgomery Scott LLC | 49,515 | $1 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Copia Wealth Management | 122,913 | 183,609 | +60,696 (+49.4%) |
| Carmel Capital Partners, LLC | 172,785 | 236,314 | +63,529 (+36.8%) |
| WMG Financial Advisors, LLC | 78,260 | 104,472 | +26,212 (+33.5%) |
| Ball & Co Wealth Management Inc. | 261,481 | 264,121 | +2,640 (+1.0%) |
| Fortis Group Advisors, LLC | 32,382 | 54,760 | +22,378 (+69.1%) |
| Inspire Advisors, LLC | 65,388 | 92,621 | +27,233 (+41.6%) |
| Silverleafe Capital Partners, LLC | 13,011 | 22,915 | +9,904 (+76.1%) |
| Prostatis Group LLC | 16,532 | 23,790 | +7,258 (+43.9%) |
| Rockport Wealth LLC | 9,447 | 15,314 | +5,867 (+62.1%) |
| Steward Partners Investment Advisory, LLC | 1,000 | 6,414 | +5,414 (+541.4%) |
| GOLDMAN SACHS GROUP INC | 29,555 | 32,678 | +3,123 (+10.6%) |
| Sequoia Financial Advisors, LLC | 12,252 | 12,410 | +158 (+1.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Black Swift Group, LLC | 137,900 | 99,305 | -38,595 (-28.0%) |
| WESPAC Advisors, LLC | 54,286 | 48,929 | -5,357 (-9.9%) |
| OLD MISSION CAPITAL LLC | 42,031 | 10,034 | -31,997 (-76.1%) |
| GRIFFIN ASSET MANAGEMENT, INC. | 33,119 | 26,574 | -6,545 (-19.8%) |
| Tower Research Capital LLC (TRC) | 23,492 | 8,294 | -15,198 (-64.7%) |
| Strait & Sound Wealth Management LLC | 15,876 | 14,779 | -1,097 (-6.9%) |
| B. Riley Wealth Advisors, Inc. | 28,830 | 22,426 | -6,404 (-22.2%) |
| SRS Capital Advisors, Inc. | 120,290 | 110,414 | -9,876 (-8.2%) |
| ROYAL BANK OF CANADA | 118,393 | 84,261 | -34,132 (-28.8%) |
| CITADEL ADVISORS LLC | 34,139 | 18,229 | -15,910 (-46.6%) |
| HighTower Advisors, LLC | 26,253 | 14,216 | -12,037 (-45.8%) |
| JANE STREET GROUP, LLC | 19,443 | 11,987 | -7,456 (-38.3%) |
| J.W. COLE ADVISORS, INC. | 29,545 | 28,553 | -992 (-3.4%) |
| AE Wealth Management LLC | 1,767 | 1,379 | -388 (-22.0%) |
| Quest 10 Wealth Builders, Inc. | 94 | 87 | -7 (-7.4%) |
| CWM, LLC | 4,584 | 3,709 | -875 (-19.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Keudell/Morrison Wealth Management | 10,464 | $268 |
| DRIVE WEALTH MANAGEMENT, LLC | 10,000 | $256 |
| BANK OF AMERICA CORP /DE/ | 22,671 | $580 |
| Wealthspire Advisors, LLC | 2,738 | $70 |
| UBS Group AG | 760 | $19 |
| MORGAN STANLEY | 515 | $13 |