CUSIP: 82452JAD1 Class: NOTE 0.500% 8/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Benefit Street Partners LLC | 1,000,000 | $962 |
| WOLVERINE ASSET MANAGEMENT LLC | 55,631,000 | $53,592 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 5,000,000 | $4,845 |
| TORONTO DOMINION BANK | 9,999,000 | $9,644 |
| GROUPAMA ASSET MANAGMENT | 650,000 | $631 |
| CITIGROUP INC | 4,799,000 | $4,612 |
| BARCLAYS PLC | 4,507,000 | $4,344 |
| UBS Group AG | 1,821,000 | $1,750 |
| WELLS FARGO & COMPANY/MN | 1,275,000 | $1,229 |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | 14,000 | $13 |
| NewEdge Advisors, LLC | 42,000 | $40 |
| Cetera Investment Advisers | 23,000 | $22 |
| Cerity Partners LLC | 12,000 | $12 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wellesley Asset Management | 17,955,000 | 31,430,000 | +13,475,000 (+75.0%) |
| Fore Capital, LLC | 1,000,000 | 5,000,000 | +4,000,000 (+400.0%) |
| PALISADE CAPITAL MANAGEMENT, LP | 3,750,000 | 7,066,000 | +3,316,000 (+88.4%) |
| Amundi | 174,000 | 2,703,000 | +2,529,000 (+1453.4%) |
| Calamos Advisors LLC | 58,693,000 | 66,087,000 | +7,394,000 (+12.6%) |
| Man Group plc | 1,417,000 | 3,217,000 | +1,800,000 (+127.0%) |
| BNP PARIBAS ARBITRAGE, SA | 22,952,000 | 25,178,000 | +2,226,000 (+9.7%) |
| BlackRock, Inc. | 6,225,000 | 7,925,000 | +1,700,000 (+27.3%) |
| Jefferies Financial Group Inc. | 1,041,000 | 1,430,000 | +389,000 (+37.4%) |
| MORGAN STANLEY | 14,525,000 | 15,135,000 | +610,000 (+4.2%) |
| LAZARD ASSET MANAGEMENT LLC | 19,717,000 | 23,755,000 | +4,038,000 (+20.5%) |
| BANK OF AMERICA CORP /DE/ | 13,000 | 30,000 | +17,000 (+130.8%) |
| Bank of New York Mellon Corp | 200,000 | 207,000 | +7,000 (+3.5%) |
| CHOREO, LLC | 11,000 | 13,000 | +2,000 (+18.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PIER 88 INVESTMENT PARTNERS LLC | 19,196,000 | 17,736,000 | -1,460,000 (-7.6%) |
| ZAZOVE ASSOCIATES LLC | 13,270,000 | 600,000 | -12,670,000 (-95.5%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 60,160,000 | 25,944,000 | -34,216,000 (-56.9%) |
| RWC Asset Management LLP | 7,338,000 | 3,075,000 | -4,263,000 (-58.1%) |
| RATIONAL ADVISORS LLC | 5,746,000 | 4,286,000 | -1,460,000 (-25.4%) |
| MACKAY SHIELDS LLC | 39,897,000 | 39,492,000 | -405,000 (-1.0%) |
| Voya Investment Management LLC | 148,090,000 | 109,045,000 | -39,045,000 (-26.4%) |
| Nicholas Investment Partners, LP | 5,450,000 | 5,150,000 | -300,000 (-5.5%) |
| NEW YORK STATE COMMON RETIREMENT FUND | 7,803,000 | 1,500,000 | -6,303,000 (-80.8%) |
| SSI INVESTMENT MANAGEMENT LLC | 1,272,000 | 1,060,000 | -212,000 (-16.7%) |
| Walleye Capital LLC | 7,500,000 | 5,000,000 | -2,500,000 (-33.3%) |
| FRANKLIN RESOURCES INC | 40,014,000 | 34,777,000 | -5,237,000 (-13.1%) |
| GOLDMAN SACHS GROUP INC | 8,842,000 | 1,842,000 | -7,000,000 (-79.2%) |
| JPMORGAN CHASE & CO | 7,239,000 | 4,983,000 | -2,256,000 (-31.2%) |
| WELLINGTON MANAGEMENT GROUP LLP | 2,431,000 | 1,431,000 | -1,000,000 (-41.1%) |
| Calamos Wealth Management LLC | 137,000 | 101,000 | -36,000 (-26.3%) |
| INSIGNEO ADVISORY SERVICES, LLC | 31,000 | 14,000 | -17,000 (-54.8%) |
| LORD, ABBETT & CO. LLC | 14,794,000 | 13,810,000 | -984,000 (-6.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 10,444,000 | $10,493 |
| OAKTREE CAPITAL MANAGEMENT LP | 14,544,000 | $14,349 |
| KIM, LLC | 1,030,000 | $1,016 |
| Central Pacific Bank - Trust Division | 201,000 | $198 |
| NOMURA HOLDINGS INC | 10,223 | $791 |
| DEUTSCHE BANK AG\ | 1,087,000 | $1,070 |
| ROYAL BANK OF CANADA | 580,000 | $575 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 22,000 | $22 |