SIMPLIFY EXCHANGE TRADED FUN

Ticker: HEQT CUSIP: 82889N764 Class: HEDGED EQUITY

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (25)

Sound Financial Strategies Group, LLC
Value ($000) $3,229 (+28.3%) Shares 100,735 (+25.1%)
Keudell/Morrison Wealth Management
Value ($000) $16,574 (+12.6%) Shares 517,138 (+5.6%)
ARQ WEALTH ADVISORS, LLC
Value ($000) $8,751 (+10.1%) Shares 273,051 (+7.3%)
EVOLUTION WEALTH MANAGEMENT INC.
Value ($000) $2,058 (+14.2%) Shares 64,220 (+11.3%)
Private Advisor Group, LLC
Value ($000) $35,914 (+481.5%) Shares 1,120,557 (+466.8%)
Encompass More Asset Management
Value ($000) $764 (+95.4%) Shares 23,831 (+90.4%)
Bay Rivers Group
Value ($000) $633 (+22.4%) Shares 19,762 (+19.3%)
Smartleaf Asset Management LLC
Value ($000) $1,275 (+64.0%) Shares 39,646 (+59.1%)
Meridian Wealth Management, LLC
Value ($000) $4,290 (+8.0%) Shares 133,850 (+5.3%)
Parallel Advisors, LLC
Value ($000) $2,836 (+21.0%) Shares 88,485 (+17.9%)
Cambridge Advisors Inc.
Value ($000) $1,043 (+5.8%) Shares 32,539 (+3.1%)
OneDigital Investment Advisors LLC
Value ($000) $2,697 (+20.2%) Shares 84,134 (+17.1%)
Stratos Wealth Advisors, LLC
Value ($000) $2,012 (+7.1%) Shares 62,780 (+4.4%)
LPL Financial LLC
Value ($000) $14,721 (+16.1%) Shares 459,311 (+13.2%)
Mariner, LLC
Value ($000) $1,174 (+160.3%) Shares 36,643 (+153.7%)
Brookwood Investment Group LLC
Value ($000) $352 (+15.6%) Shares 10,989 (+12.6%)
JPMORGAN CHASE & CO
Value ($000) $1,199 (+785.0%) Shares 37,425 (+762.5%)
Sowell Financial Services LLC
Value ($000) $2,890 (+5.0%) Shares 90,169 (+2.3%)
MORGAN STANLEY
Value ($000) $261 (+1742.5%) Shares 8,154 (+1696.0%)
ROYAL BANK OF CANADA
Value ($000) $261 (+46.6%) Shares 8,125 (+42.8%)

Decreased Positions (24)

HARMONY ASSET MANAGEMENT LLC
Value ($000) $3,415 (-19.5%) Shares 106,545 (-21.5%)
WealthPlan Investment Management, LLC
Value ($000) $17,896 (-12.4%) Shares 558,393 (-14.6%)
WealthPLAN Partners, LLC
Value ($000) $9,771 (-3.6%) Shares 304,854 (-6.1%)
Ameritas Advisory Services, LLC
Value ($000) $4,072 (-47.2%) Shares 127,050 (-48.5%)
SMITH, MOORE & CO.
Value ($000) $3,417 (-31.4%) Shares 106,626 (-33.1%)
Peterson Wealth Advisors, LLC
Value ($000) $4,108 (-6.3%) Shares 128,161 (-8.5%)
NBC SECURITIES, INC.
Value ($000) $193 (-84.5%) Shares 6,027 (-84.9%)
VICTORY FINANCIAL GROUP, LLC
Value ($000) $3,466 (-5.1%) Shares 108,149 (-7.5%)
STEPHENS INC /AR/
Value ($000) $6,673 (-20.3%) Shares 208,209 (-22.3%)
Dynamic Advisor Solutions LLC
Value ($000) $3,100 (-14.9%) Shares 96,711 (-17.1%)
Financial Enhancement Group LLC
Value ($000) $4,128 (+1.3%) Shares 128,133 (-1.4%)
Steward Partners Investment Advisory, LLC
Value ($000) $3,161 (-22.8%) Shares 98,622 (-24.7%)
UBS Group AG
Value ($000) $3,613 (-43.7%) Shares 112,724 (-45.1%)
Golden State Wealth Management, LLC
Value ($000) $224 (-18.9%) Shares 6,986 (-20.9%)
Fundamentum, LLC
Value ($000) $264 (-27.6%) Shares 8,221 (-29.4%)
Equitable Holdings, Inc.
Value ($000) $2,321 (-6.9%) Shares 72,407 (-9.2%)
PFG Advisors
Value ($000) $714 (-5.7%) Shares 22,278 (-8.1%)
MML INVESTORS SERVICES, LLC
Value ($000) $4,009 (-2.8%) Shares 125,096 (-5.3%)
OSAIC HOLDINGS, INC.
Value ($000) $3,886 (-0.3%) Shares 121,256 (-4.2%)
CAPTRUST FINANCIAL ADVISORS
Value ($000) $1,562 (-1.7%) Shares 48,722 (-4.2%)