CUSIP: 83304AAF3 Class: NOTE 5/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| CITIGROUP INC | 238,000 | $221 |
| Focus Partners Wealth | 22,000 | $20 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| OAKTREE CAPITAL MANAGEMENT LP | 12,977,000 | 19,576,000 | +6,599,000 (+50.9%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 688,000 | 3,105,000 | +2,417,000 (+351.3%) |
| Verition Fund Management LLC | 4,000,000 | 4,634,000 | +634,000 (+15.8%) |
| BANK OF AMERICA CORP /DE/ | 513,000 | 2,147,000 | +1,634,000 (+318.5%) |
| Jefferies Financial Group Inc. | 13,000 | 74,000 | +61,000 (+469.2%) |
| CSS LLC/IL | 33,000 | 57,000 | +24,000 (+72.7%) |
| Wealthspire Advisors, LLC | 18,000 | 50,000 | +32,000 (+177.8%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| CORBYN INVESTMENT MANAGEMENT INC/MD | 6,864,000 | 6,538,000 | -326,000 (-4.7%) |
| PALISADE CAPITAL MANAGEMENT, LP | 7,345,000 | 6,187,000 | -1,158,000 (-15.8%) |
| FLOSSBACH VON STORCH AG | 1,900,000 | 900,000 | -1,000,000 (-52.6%) |
| AVIVA PLC | 5,870,000 | 4,670,000 | -1,200,000 (-20.4%) |
| WELLS FARGO & COMPANY/MN | 2,648,000 | 559,000 | -2,089,000 (-78.9%) |
| ROYAL BANK OF CANADA | 4,700,000 | 3,175,000 | -1,525,000 (-32.4%) |
| FINANCIAL CONSULATE, INC | 681,000 | 655,000 | -26,000 (-3.8%) |
| HB Wealth Management, LLC | 1,098,000 | 1,082,000 | -16,000 (-1.5%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| BARCLAYS PLC | 4,500,000 | $3,859 |
| BNP PARIBAS ARBITRAGE, SA | 2,417,000 | $2,297 |
| SHENKMAN CAPITAL MANAGEMENT INC | 28,000 | $26 |
| HBK Sorce Advisory LLC | 17,000 | $16 |