CUSIP: 833445AB5 Class: NOTE 10/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Ovata Capital Management Ltd | 32,500,000 | $48,454 |
| Warberg Asset Management LLC | 4,136,000 | $6,147 |
| MIZUHO SECURITIES USA LLC | 13,242,000 | $21,894 |
| Alpine Global Management, LLC | 1,193 | $1,769 |
| Central Pacific Bank - Trust Division | 728,000 | $1,081 |
| Brevan Howard Capital Management LP | 5,000,000 | $7,552 |
| TWO SIGMA INVESTMENTS, LP | 10,000,000 | $14,855 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 5,250,000 | $7,830 |
| TORONTO DOMINION BANK | 2,034,000 | $3,010 |
| CITIGROUP INC | 4,490,000 | $6,670 |
| OPPENHEIMER ASSET MANAGEMENT INC. | 128,000 | $190 |
| Balboa Wealth Partners | 20,000 | $30 |
| STEPHENS INC /AR/ | 39,000 | $58 |
| NewEdge Advisors, LLC | 28,000 | $42 |
| &PARTNERS | 16,000 | $24 |
| MML INVESTORS SERVICES, LLC | 13,000 | $19 |
| CoreCap Advisors, LLC | 4,000 | $6 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ARISTEIA CAPITAL, L.L.C. | 30,914,000 | 71,414,000 | +40,500,000 (+131.0%) |
| Aequim Alternative Investments LP | 120,000,000 | 146,500,000 | +26,500,000 (+22.1%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 26,000,000 | 57,665,000 | +31,665,000 (+121.8%) |
| WHITEBOX ADVISORS LLC | 130,950,000 | 134,950,000 | +4,000,000 (+3.1%) |
| KIM, LLC | 7,000,000 | 10,000,000 | +3,000,000 (+42.9%) |
| MACKAY SHIELDS LLC | 26,382,000 | 29,853,000 | +3,471,000 (+13.2%) |
| Sculptor Capital LP | 40,000,000 | 56,447,000 | +16,447,000 (+41.1%) |
| SSI INVESTMENT MANAGEMENT LLC | 12,553,999 | 13,378,000 | +824,001 (+6.6%) |
| Calamos Advisors LLC | 41,297,000 | 66,322,000 | +25,025,000 (+60.6%) |
| WOLVERINE ASSET MANAGEMENT LLC | 18,167,000 | 22,567,000 | +4,400,000 (+24.2%) |
| TUDOR INVESTMENT CORP ET AL | 18,500,000 | 31,000,000 | +12,500,000 (+67.6%) |
| Walleye Capital LLC | 30,000,000 | 32,500,000 | +2,500,000 (+8.3%) |
| LORD, ABBETT & CO. LLC | 3,997,000 | 12,987,000 | +8,990,000 (+224.9%) |
| Man Group plc | 20,000,000 | 21,500,000 | +1,500,000 (+7.5%) |
| STATE STREET CORP | 16,100,000 | 24,350,000 | +8,250,000 (+51.2%) |
| GOLDMAN SACHS GROUP INC | 1,003,000 | 5,403,000 | +4,400,000 (+438.7%) |
| BANK OF AMERICA CORP /DE/ | 6,898,000 | 8,206,000 | +1,308,000 (+19.0%) |
| FRANKLIN RESOURCES INC | 6,889,000 | 7,638,000 | +749,000 (+10.9%) |
| WELLS FARGO & COMPANY/MN | 769,000 | 1,071,000 | +302,000 (+39.3%) |
| BNP Paribas Investment Partners S.A. | 4,500,000 | 6,100,000 | +1,600,000 (+35.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 55,000,000 | 50,000,000 | -5,000,000 (-9.1%) |
| CSS LLC/IL | 10,859,000 | 10,393,000 | -466,000 (-4.3%) |
| BANK OF MONTREAL /CAN/ | 48,944,000 | 15,264,000 | -33,680,000 (-68.8%) |
| MILLENNIUM MANAGEMENT LLC | 28,675,000 | 4,575,000 | -24,100,000 (-84.0%) |
| BNP PARIBAS ARBITRAGE, SA | 21,789,000 | 8,221,000 | -13,568,000 (-62.3%) |
| BlackRock, Inc. | 54,898,000 | 27,138,000 | -27,760,000 (-50.6%) |
| FMR LLC | 23,990,000 | 12,670,000 | -11,320,000 (-47.2%) |
| JPMORGAN CHASE & CO | 25,781,000 | 22,430,000 | -3,351,000 (-13.0%) |
| MORGAN STANLEY | 10,144,000 | 7,202,000 | -2,942,000 (-29.0%) |
| WELLINGTON MANAGEMENT GROUP LLP | 2,563,000 | 1,038,000 | -1,525,000 (-59.5%) |
| Bank of New York Mellon Corp | 800,000 | 400,000 | -400,000 (-50.0%) |
| Russell Investments Group, Ltd. | 503,000 | 263,000 | -240,000 (-47.7%) |
| SUSQUEHANNA ADVISORS GROUP, INC. | 17,500,000 | 10,924,000 | -6,576,000 (-37.6%) |
| LAZARD ASSET MANAGEMENT LLC | 46,557,000 | 36,759,000 | -9,798,000 (-21.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Boussard & Gavaudan Investment Management LLP | 16,740 | $25,322 |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | 20,000,000 | $30,390 |
| LMR Partners LLP | 25,000,000 | $37,972 |
| Verition Fund Management LLC | 16,862,000 | $25,622 |
| Jain Global LLC | 10,000,000 | $15,189 |
| SHENKMAN CAPITAL MANAGEMENT INC | 536,000 | $814 |
| STATE OF WISCONSIN INVESTMENT BOARD | 3,000,000 | $4,554 |
| ROYAL BANK OF CANADA | 12,425,000 | $18,873 |
| CITADEL ADVISORS LLC | 10,128,000 | $15,386 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 400,000 | $607 |
| ABN AMRO INVESTMENT SOLUTIONS | 100,000 | $152 |