SONOMA PHARMACEUTICALS INC

Ticker: SNOA CUSIP: 83558L303 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (2)

McKinley Carter Wealth Services, Inc.
Value ($000) $41 Shares 11,193
OSAIC HOLDINGS, INC.
Value ($000) $2 Shares 500

Increased Positions (3)

DRW Securities, LLC
Value ($000) $222 (+235.1%) Shares 60,977 (+257.2%)
Global Retirement Partners, LLC
Value ($000) $3 (+65.4%) Shares 772 (+76.3%)
BANK OF AMERICA CORP /DE/
Value ($000) $0 (-1.5%) Shares 18 (+5.9%)

Decreased Positions (5)

VANGUARD GROUP INC
Value ($000) $69 (-15.1%) Shares 18,887 (-9.5%)
GEODE CAPITAL MANAGEMENT, LLC
Value ($000) $58 (-15.3%) Shares 15,908 (-9.7%)
Tower Research Capital LLC (TRC)
Value ($000) $1 (-76.5%) Shares 385 (-74.9%)
UBS Group AG
Value ($000) $0 (-94.7%) Shares 6 (-94.4%)
JPMORGAN CHASE & CO
Value ($000) $0 (-7.8%) Shares 121 (-1.6%)

Exited Positions (6)

CITIGROUP INC
Value ($000) $3 Shares 656
Rockefeller Capital Management L.P.
Value ($000) $3 Shares 646
MAI Capital Management
Value ($000) $0 Shares 124
Allworth Financial LP
Value ($000) $0 Shares 3
FMR LLC
Value ($000) $0 Shares 2
SBI Securities Co., Ltd.
Value ($000) $0 Shares 1